Compliance Specialist for Asset Management

7 days ago


Reading, Reading, United Kingdom CV Library Full time

CV Library is seeking a Compliance Specialist for Asset Management to join our advisory team in Reading. The role involves providing expert knowledge and experience in Financial Services regulation, Conduct Risk related issues, and extensive experience across the Wealth and Asset Management sector.

The ideal candidate will have:

  • Expert knowledge and experience in Financial Services regulation, Conduct Risk related issues, and extensive experience across the Wealth and Asset Management sector
  • Comprehensive and detailed understanding of the FCA, including both current and emerging issues affecting firms
  • Experience of liaising at a senior level to form strong working relationships

We offer a very competitive basic salary of £95,000 - £115,000 per annum, as well as a generous bonus scheme and flexible working arrangements.

Key Responsibilities:

  1. Identify gaps in regulatory obligations or opportunities for improvement
  2. Transform capabilities or make incremental improvements
  3. Implement and embed regulatory change
  4. Provide independent assurance that you are on the right track
  5. Helping to put things right when they go wrong

Benefits:

  • A very competitive basic salary of £95,000 - £115,000 per annum
  • A generous bonus scheme
  • Flexible working arrangements

CV Library provides trusted, value-driven Advisory services that help businesses succeed. We deliver expertise, insights, and practical advice to drive better outcomes for our clients and their customers.

],

  • Reading, Reading, United Kingdom Inspired Property Management Full time

    Inspired Property Management is recruiting for a Property Asset Specialist to join their team in Reading, RG30 1EU.The role involves managing a portfolio of residential properties, including preparing and issuing budgets, monitoring expenditure, and enforcing covenants. The successful candidate will have experience in property management and be able to work...


  • Reading, Reading, United Kingdom Momenta Full time

    About the RoleMomenta, a global Professional Services firm, is seeking an Asset Configuration Specialist to join their expanding operations centre.The successful candidate will work on configuring, packing and shipping computers, monitors and peripherals to contractors working from home. They will ensure that all contracts have required accesses,...


  • Reading, Reading, United Kingdom SSE PLC Full time

    About the RoleWe're seeking a highly skilled Asset Management Specialist to lead and manage a team of professional engineers in developing specifications and standards for the procurement, installation, inspection, maintenance, operation, replacement, and decommissioning of our assets.The successful candidate will provide technical authority from the team to...


  • Reading, Reading, United Kingdom idibu Full time

    **Job Summary:**We are seeking a skilled Asset Management Specialist to join our team in Clearwater Court, Reading. This is a fantastic opportunity to work as Head of Asset Planning in our Water or Waste operations.As the successful candidate, you will be accountable for the development of 5-year asset investment plans to maintain and improve the asset base...


  • Reading, Reading, United Kingdom Aardvark Swift Recruitment Full time

    An Asset Localization Specialist is needed to work closely with cross-functional teams at PLAION's UK publishing office to ensure marketing assets are briefed, aligned, and delivered on schedule.About the RoleThis is a fantastic opportunity to join a dynamic team and contribute to the success of our marketing campaigns. As an Asset Localization Specialist,...


  • Reading, Reading, United Kingdom Golden Fox Recruitment Full time

    We are seeking a Commercial Asset Specialist to join our team at Golden Fox Recruitment. The successful candidate will be responsible for managing a diverse commercial portfolio in the Thames Valley region.Key ResponsibilitiesPortfolio Management: Oversee a diverse property portfolio, ensuring all aspects of day-to-day management are delivered to the highest...


  • Reading, Reading, United Kingdom Thames Water Utilities Limited Full time

    We are seeking a highly skilled Asset Management Specialist to join our team at Thames Water. In this role, you will be responsible for assisting in the establishment and promotion of a proactive health, safety & environment culture across projects. You will also be working closely with service providers to ensure out-performance of service levels and value...

  • Asset Management Lead

    2 weeks ago


    Reading, Reading, United Kingdom CV-Library Full time

    This Asset Management Lead position supports the development and implementation of strategies, policies, and guidelines to ensure safety, compliance, and operational excellence.The role plays a critical part in maintaining high standards of compliance and quality.Key responsibilities include:Monitoring and supporting updates to procedures regarding technical...


  • Reading, Reading, United Kingdom Momenta Careers Full time

    About the RoleWe are seeking an Asset Configuration Specialist to join our team at Momenta Careers. The successful candidate will work in Reading, configuring, packing and shipping computers, monitors and peripherals to contractors working from home.As an Asset Configuration Specialist, you will ensure that all contracts have required accesses, restrictions...

  • Compliance Specialist

    2 weeks ago


    Reading, Reading, United Kingdom Carbon 60 Full time

    Compliance Specialist OpportunityWe are seeking a Compliance Specialist to join our team at Carbon60 in Reading. This is a 6-month fixed-term contract with a competitive salary of £45,000 DOE plus excellent benefits.The ideal candidate will have a strong technical background and experience in compliance within the Facilities Management/Building Services...


  • Reading, Reading, United Kingdom Principal People Recruitment Full time

    We are seeking a skilled Compliance and Risk Management Specialist to join our SHEQ team at Principal People Recruitment.This is an excellent opportunity to work with an established Property Management organisation and contribute to their dedication to compliance and risk management.The estimated salary for this role is £50,000 - £60,000 per annum,...


  • Reading, Reading, United Kingdom CV-Library Full time

    Huntswood is a leading provider of resourcing, outsourcing, and advisory services. We are seeking a highly experienced Senior Technical Advisor to join our Advisory team in Reading. The successful candidate will be responsible for delivering projects across conduct and operational risk, providing independent assurance, and contributing to wider compliance...


  • Reading, Reading, United Kingdom AWE Plc Full time

    Job OverviewAWE Plc is a leading company in the field of asset maintenance services.We are currently recruiting for a Maintenance Team Leader to join our team.In this role, you will be responsible for overseeing the delivery of asset maintenance services, including electrical and mechanical aspects.The estimated salary for this position is £42,000 -...


  • Reading, Reading, United Kingdom CV-Library Full time

    Regulatory Compliance Specialist OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at CV-Library.The successful candidate will have experience in general MNE compliance, lifts, asbestos management, and FRA, as well as maintain and update compliance records, documentation, and databases.This role requires strong...


  • Reading, Reading, United Kingdom Speedy Hire Full time

    We are seeking a skilled Asset Monitoring Specialist to join our team at Speedy Hire.About the RoleThis is a fantastic opportunity to work hands-on with cutting-edge technology while supporting a fast-paced, customer-focused business.You will be responsible for installing, maintaining, and managing telemetry systems on our wide range of assets.Key...


  • Reading, Reading, United Kingdom RSM UK Full time

    Job OverviewThis role is a fantastic opportunity to make an impact in our Transfer Pricing Tax team at RSM UK.About the RoleAs a key member of our National Transfer Pricing Team, you will work closely with clients and help manage their transfer pricing compliance. This includes assisting with due diligence, post-acquisition restructuring, and other...


  • Reading, Reading, United Kingdom Premier Group Recruitment Full time

    Job DescriptionThe Maintenance Manager will be responsible for improving and maintaining plant equipment and manufacturing machinery, managing the maintenance team, and ensuring the smooth running of all equipment. They will also be responsible for PPM and breakdown avoidance, ensuring documentation is maintained and Health & Safety standards are met, and...


  • Reading, Reading, United Kingdom AWE Plc Full time

    About the RoleWe are seeking a highly motivated and experienced Maintenance Team Leader to join our team at AWE Plc. As a key member of our maintenance team, you will play a critical role in ensuring the smooth operation of our assets.In this challenging and rewarding role, you will be responsible for leading a team of electrical and mechanical engineers,...


  • Reading, Reading, United Kingdom Michael Page (UK) Full time

    Job DescriptionA challenging role as a Financial Management Specialist has arisen within Michael Page (UK) for an experienced accountant to join our team.The successful candidate will be responsible for the financial management of a portfolio of EMEA entities, including the preparation of monthly, quarterly and annual financial close processes. This will...


  • Reading, Reading, United Kingdom phosters fm Full time

    Phosters FM is seeking a dedicated Safety and Compliance Specialist to oversee building inspections and maintain compliance processes for our clients in Southwest England. This role involves enforcing regulations across all aspects of business, providing guidance on compliance matters including fire, water, asbestos, gas, and electrical regulations.The ideal...