Compliance Specialist for Asset Management
7 days ago
CV Library is seeking a Compliance Specialist for Asset Management to join our advisory team in Reading. The role involves providing expert knowledge and experience in Financial Services regulation, Conduct Risk related issues, and extensive experience across the Wealth and Asset Management sector.
The ideal candidate will have:
- Expert knowledge and experience in Financial Services regulation, Conduct Risk related issues, and extensive experience across the Wealth and Asset Management sector
- Comprehensive and detailed understanding of the FCA, including both current and emerging issues affecting firms
- Experience of liaising at a senior level to form strong working relationships
We offer a very competitive basic salary of £95,000 - £115,000 per annum, as well as a generous bonus scheme and flexible working arrangements.
Key Responsibilities:
- Identify gaps in regulatory obligations or opportunities for improvement
- Transform capabilities or make incremental improvements
- Implement and embed regulatory change
- Provide independent assurance that you are on the right track
- Helping to put things right when they go wrong
Benefits:
- A very competitive basic salary of £95,000 - £115,000 per annum
- A generous bonus scheme
- Flexible working arrangements
CV Library provides trusted, value-driven Advisory services that help businesses succeed. We deliver expertise, insights, and practical advice to drive better outcomes for our clients and their customers.
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