Regulatory Risk Manager
6 days ago
Middlesex Partnership, a leading overseas bank in the City, seeks an approved SMF16/SMF17 to head up their team with potential for Chief of Compliance role.
Key Responsibilities:- Identify and manage regulatory risk and financial crime vulnerabilities.
- Ensure systems and internal controls measure and manage risks effectively.
- Provide an in-house compliance service supporting business areas in duty to comply with laws and regulations.
To achieve this, you will maintain high awareness of regulatory and financial crime matters, identify potential areas of vulnerability, and conduct regular risk assessments on customer base and products offered.
Designing and Implementing Controls:- Develop, initiate, and revise policies, procedures, and mitigating controls to protect against regulatory and financial crime risks.
- Monitor and report on effectiveness of systems and controls in managing exposure to risks.
You will monitor performance of compliance and financial crime prevention program, taking steps to improve its effectiveness. You will also respond to alleged violations of rules and regulations, and provide reports to keep senior management informed of compliance efforts.
Key Skills and Qualifications:- Bachelor's degree or above in a legal or business-related field.
- 10+ years' experience in corporate/institutional banking compliance role within the financial industry.
This is a full-time position offering a highly competitive salary package based on experience, commensurate with market rates in London.
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Regulatory Affairs Manager
1 month ago
London, Greater London, United Kingdom Turner Regulatory Full timeRegulatory Affairs ManagerTurner Regulatory is seeking a highly skilled Regulatory Affairs Manager to join our team. The successful candidate will have a background in European Market Regulatory activity and excellent commercial awareness.Key Responsibilities:Liaise closely with Business Development, Regulatory Science, Pharmacovigilance, Product Launch,...
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...
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Regulatory Affairs Strategist
6 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeAn exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...
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Risk Management Specialist
1 month ago
London, Greater London, United Kingdom Paritas Recruitment - Risk Full timeThird Party Risk ManagerParitas Recruitment - Risk is seeking a skilled Third Party Risk Manager to lead on remediation activity relating to procurement and supplier management as part of our Global Strategic Operational Resilience Road Map.You will review a central list of third parties and undertake a gap analysis to assess compliance against UK and EBA...
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Digital Security Risk Manager
7 days ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeRole OverviewThe Medicines and Healthcare Products Regulatory Agency is seeking a highly skilled Cyber Security Risk Lead to join its Digital and Technology Group. This full-time, permanent opportunity will be based in the UK, with a minimum of 40% on-site working hours to enable collaboration and stakeholder engagement.About the RoleThis key position will...
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Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. We are committed to delivering innovative financial services and guidance to the world's most successful individuals, families, and institutions.The Role/Department:The Global Regulatory Affairs Office (GRAO) is responsible for overseeing...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Career OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team in delivering regulatory services related to chemistry and analytical methods for plant protection products.Key Responsibilities:Provide regulatory advice to clients on substance and product registrations strategies.Review phys-chem...
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Regulatory Risk Manager
2 days ago
London, Greater London, United Kingdom Integral UK Ltd Full timeJob OverviewAt Integral UK Ltd, we are seeking a highly skilled Regulatory Risk Manager to join our team.Estimated salary: £60,000 - £80,000 per annum, depending on experience.About the RoleThe successful candidate will be responsible for overseeing and maintaining a safe and compliant working environment across various sites within our portfolio.This is a...
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Regulatory Risk Management Specialist
1 month ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern Trust: Northern Trust is a leading financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to individuals, families, and institutions worldwide. Our Regulatory Risk Management team plays a critical role in ensuring compliance with regulatory obligations and mitigating regulatory...
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Regulatory Risk Management Associate
3 weeks ago
London, Greater London, United Kingdom undisclosed Full timeAbout Us:Northern Trust is a leading global financial institution that has been in operation since 1889. We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role/ Department:The Regulatory Risk Management team is responsible for governing frameworks and accountability...
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Regulatory Risk Manager
1 month ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.Role/DepartmentThe Global Regulatory Affairs Office (GRAO) is responsible...
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Regulatory Risk Manager
4 weeks ago
London, Greater London, United Kingdom EC1 Partners Full timeAs a key member of EC1 Partners' team, you will play a vital role in ensuring the company's financial services and payment solutions comply with regulatory requirements.Responsibilities:Manage the regulatory risk profile of the business and its operations, providing pragmatic recommendations to senior stakeholders.Perform risk assessments and...
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Regulatory Risk Manager
1 month ago
London, Greater London, United Kingdom Direct Line Insurance Group plc Full timeWe are Direct Line Group, a leading insurance company with a strong presence in the UK market. Our Risk and Compliance function plays a crucial role in developing and implementing risk management policies and procedures to ensure the company's continued growth and success.We are currently seeking a highly skilled Regulatory Risk Manager to join our team on a...
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Regulatory Risk Manager
6 days ago
London, Greater London, United Kingdom Close Brothers Group Full timeAbout Close Brothers GroupClose Brothers Group is a leading UK merchant banking group providing lending, deposit taking, wealth management services and securities trading. Our purpose is to help the people and businesses of Britain thrive over the long term.We remain focused on markets and services we know and understand, developing leading positions and...
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Regulatory Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889.We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.Role/...
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Regulatory Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom Acin Limited Full timeRegulatory Risk Management SpecialistAbout UsAcin Limited is a fast-growing fintech company that helps banks objectively manage their risk control landscape. Our automated and scalable regulatory mapping solution connects a bank's risk control data across their firm and industry, resulting in cost savings and efficiency gains.The RoleYou will provide...
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Operational Regulatory Risk Manager
6 days ago
London, Greater London, United Kingdom Harrison Holgate Full timeHarrison Holgate is seeking a highly skilled Operational Regulatory Risk Manager to join our team. This role will be based in the Global Insurance and Reinsurance Broker's Specialty division.Job OverviewThe successful candidate will have significant experience of operationalising regulatory requirements and changes, with a strong understanding of governing...
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Regulatory Risk Specialist
1 month ago
London, Greater London, United Kingdom caia - Jobboard Full timeJoin us at caia - Jobboard as we seek a skilled Regulatory Risk Specialist to support our leading London-based investment bank in managing regulatory risk. This 6-month contract offers a hybrid working arrangement, providing the perfect balance between work and personal life.As a Regulatory Risk Specialist, you will:Support the business in managing...
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Regulatory Risk Management Specialist
6 days ago
London, Greater London, United Kingdom TikTok Full timeTikTok, a pioneering digital company, is looking for a Regulatory Risk Management Specialist to join its Trust and Safety team. In this critical role, you will oversee ongoing obligations, maintain issue logs, and conduct gap analyses to ensure compliance with regulatory requirements.You will work closely with cross-functional teams to identify and mitigate...