Compliance Advisory Professional

2 days ago


London, Greater London, United Kingdom Investec Full time

We are seeking an experienced Compliance Advisory Professional to join our Private Client team at Investec.

About the Role

The successful candidate will be responsible for supporting the delivery of strategic business objectives and commercial goals of the Private Client team. This involves driving a culture of compliance, conduct risk management, and good client outcomes across the team.

Key Responsibilities
  • Collaborate with 2nd line compliance and risk teams to provide clear ownership and accountability for compliance and conduct risks.
  • Provide day-to-day risk management guidance and support to ensure regulatory risk management is embedded throughout the business.
  • Quantify the business impact of forthcoming regulatory and legislative changes and prioritize the business response.
Requirements
  • 5+ years compliance advisory experience, ideally with a background in mortgage lending, payments, and banking compliance.
  • Knowledge and experience of the Mortgage Credit Directive and Mortgage Conduct of Business Rule.
  • Knowledge of and experience of Banking Conduct of Business rules and Payment Services Regulations 2017.
  • Ability to work independently on delivering regulatory projects.
What We Offer
  • A competitive salary of £65,000 - £85,000 per annum.
  • A range of wellbeing benefits, including corporate gym membership, virtual GP, and optional private medical insurance.
  • A collaborative and agile working environment with a flexible working week.


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