Current jobs related to Compliance Manager - London, Greater London - Pro Insurance Solutions Ltd

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date.Key Responsibilities:Assist in maintaining standards of regulatory risk management.Approval of new...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date.Key Responsibilities:Assist in maintaining standards of regulatory risk management.Approval of new...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will be responsible for ensuring compliance-related directives, policies, and procedures remain up-to-date. This will involve assisting staff with the interpretation of rules and...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will be responsible for ensuring compliance-related directives, policies, and procedures remain up-to-date. This will involve assisting staff with the interpretation of rules and...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a positive compliance culture.Key Responsibilities:Assist...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a positive compliance culture.Key Responsibilities:Assist...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date and effective.Key Responsibilities:Assist in the development and implementation of compliance-related...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date and effective.Key Responsibilities:Assist in the development and implementation of compliance-related...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. As a key member of the compliance function, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry best practices.Key Responsibilities:Collaborate...

Compliance Manager

1 month ago

London, Greater London, United Kingdom Pro Insurance Solutions Ltd Full time
{"title": "Compliance Manager", "description": "Key Responsibilities

As a Compliance Manager at Pro Insurance Solutions Ltd, you will be responsible for ensuring the company remains compliant with regulatory requirements. This includes monitoring and maintaining compliance documentation, reviewing policies and procedures, and working with the team to embed a risk culture.

Main Duties and Responsibilities

  • Monitor and ensure mandatory training completion rates are met and maintain consistent compliance documentation and standards for the intranet
  • Review policies, procedures and supporting guidance to the business and clients
  • Work on embedding conduct risk requirements
  • Support the process to embed a risk culture within the team and for clients
  • Support the delivery of operational risk and compliance and new business projects
  • Monitor and record the publications and press releases of the FCA, PRA and insurance trade bodies
  • Assist in the production of structured, accurate and timely risk and compliance MI reports for the business or the Boards as appropriate
  • Support the recording and assessment of the regulatory breach reporting process
  • Work with the Finance team to provide data to support the regulatory reporting process
  • Carry out monthly monitoring review of the regulatory risk logs, maintaining the regulatory calendar for the team and to undertake the regulatory reporting
  • Chair the MGA Risk and Compliance Committee meetings
  • Participate and provide guidance to the wider team about Compliance updates and changes.
  • Provide compliance information and prepare reporting for Board Packs
  • Work with the SMF16 to analyse and implement any new regulatory changes applicable to our business and/or clients.

Requirements

  • Minimum of 5 years' compliance experience working within the delegated sector of insurance (preferably in an MGA) and knowledge of the delegated underwriting market and processes
  • People orientated with a desire to improve and develop the skills of team members through training and mentoring
  • Able to work under pressure to meet pressured deadlines
  • Ability to improve/re-engineer processes to improve timeliness, accuracy and efficiency
  • Good corporate financial awareness
  • Good understanding of London Market systems and procedures
  • Previous experience in a similar role in the (Re)insurance market, within a Service Provider or an operations leadership role within a Managing Agent
  • Excellent verbal and written communication skills
  • Working regulatory understanding
  • CII Certification desirable
  • Minimum of 15 hours CPD per annum including regulatory oversight.

About Pro Insurance Solutions Ltd

Pro Insurance Solutions Ltd is a leading provider of insurance solutions, and we are committed to maintaining the highest standards of compliance and governance. We are seeking a highly skilled and experienced Compliance Manager to join our team and help us achieve our goals.

"}