Compliance and Risk Specialist

11 hours ago


Manchester, United Kingdom AJ Bell Management Limited Full time
Key Responsibilities
  • Supporting the delivery of an effective enterprise-wide risk management framework across AJ Bell Management Limited
  • Promoting a strong risk culture, educating and advising on the GRMF
  • Attending and facilitating risk forums with departments across the business
  • Providing support and challenge to risk owners on risk and controls assessments
  • Preparing and delivering training to enhance business understanding of risk management
  • Oversight of AJ Bell's risk and control self-assessment (RCSA) process
  • Controls testing as part of the annual control effectiveness review (CER), which is a 2nd line review of the effectiveness of the Group's controls
  • Maintenance of AJ Bell's risk register (4risk), facilitating first line updates to risk and control data to ensure up-to-date
  • Embed the risk incident process, providing independent assessment of incidents
  • Supporting the production of risk reporting where required for forums, committees and external reporting
  • Carrying thematic risk reviews for areas of risk within AJ Bell Management Limited which are deemed to require additional assurance, due to factors such as, risk events, breaches, or market conditions
  • Providing risk input into the Internal Capital Adequacy and Risk Assessment (ICARA) process. Assisting with the Group's ICARA scenario workshops
  • Helping to develop AJ Bell Management Limited's Environmental, Social and Governance (ESG) risk management framework and assisting with the production of the Group's Taskforce for Climate-related Financial Disclosures (TCFD)


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