Auditor - AML/Financial Crime

4 days ago

London, Greater London, United Kingdom Northern Trust Full time

About Northern Trust

Northern Trust is a globally recognized financial institution that has been in continuous operation since 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.

Role Description

We have an exciting opportunity for an Auditor within our AML/financial crime audit team. The role will support internal audit activity across Northern Trust's global footprint, three global lines of business, and all AML/financial crime program components.

Responsibilities

  1. Act as subject matter expert of BSA/AML/OFAC Compliance related risks and have a solid understanding of systems and controls to manage these within large financial institutions.
  2. Support the planning, fieldwork, and reporting phases of AML/financial crime audits.
  3. Identify and assess AML/financial crime risks and controls in the context of the firm's business activities.
  4. Assess adherence to applicable regulatory requirements and internal policies and standards.
  5. Test/validate audit findings have been fully remediated upon closure.
  6. Ensure documentation supporting control testing is maintained to a high standard in accordance with internal audit methodology.
  7. Write clear and impactful reports communicating observations, risks, recommendations, and agreed management actions arising from audit work.
  8. Present status updates on audit activity or other topics to management.
  9. Build strong relationships with stakeholders across the three lines of defence as part of audit engagements and on an ongoing basis.
  10. Keep abreast of regulatory changes and industry best practice.

Required Skills

  1. Solid understanding of AML/financial crime regulations, and risks/controls within large financial institutions.
  2. Ability to evaluate AML/financial crime risks and control effectiveness in the context of the firm's business activities.
  3. Track record of audit or assurance testing experience (preferable) in areas related to AML/CTF, economic sanctions, anti-bribery and corruption, and fraud risk management.

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