Compliance Officer

2 weeks ago


London, Greater London, United Kingdom Black Swan Group Full time

Job Title: Compliance Officer - Physical Commodities

Job Summary: We are seeking a highly skilled Compliance Officer to lead the buildout of our compliance function. The successful candidate will have extensive experience in compliance within physical commodities or derivatives trading and a strong understanding of relevant regulatory frameworks in Europe.

Key Responsibilities:

  • Develop and implement a compliance strategy and processes to ensure ongoing compliance with regulatory requirements.
  • Advise on regulatory issues impacting physical and derivatives trading across markets.
  • Design a monitoring and reporting system to ensure compliance.
  • Develop and deliver tailored compliance training programs for internal teams.
  • Actively engage in industry forums to stay informed of key regulatory developments.

Requirements:

  • Extensive experience in compliance within physical commodities or derivatives trading.
  • Strong understanding of relevant regulatory frameworks in Europe.
  • Ability to work autonomously and build a compliance function from the ground up.
  • Strong communication skills for liaising with internal stakeholders and external regulators.

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong organizational skills and the ability to work effectively in a fast-paced environment.Key Responsibilities:Monitor and assess compliance with regulatory...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Junior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

  • Compliance Officer

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

  • Compliance Officer

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Risk and Compliance OfficerWe are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Risk and Compliance OfficerWe are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...


  • London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking an experienced Chief Compliance Officer to lead our global Compliance function and play a pivotal role in devising and delivering the Compliance team's strategy to support our ambitious growth plans.About the RoleThis is an exciting opportunity for a seasoned compliance professional with a background in the...


  • London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking an experienced Chief Compliance Officer to lead our global Compliance function and play a pivotal role in devising and delivering the Compliance team's strategy to support our ambitious growth plans.About the RoleThis is an exciting opportunity for a seasoned compliance professional with a background in the...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...

  • Compliance Officer

    1 month ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards.Key Responsibilities:Advise on best practices for client matters...