Compliance Specialist
1 day ago
This Compliance Specialist role is based in Belfast, UK and forms part of the EMEA Core Compliance Team.
Company OverviewThe TP ICAP Group is a world-leading provider of market infrastructure, with a presence in over 60 offices across 27 countries. Our mission is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data through responsible and innovative solutions.
Key Responsibilities- Developing knowledge of the Senior Managers & Certification regime;
- Assessment of responses on broker attestations to determine follow-up actions;
- New joiner processing, including training setup, policy document sending, and competency assessments;
- Providing access to professional qualifications and training through learning providers;
- Processing of NFA registration documentation;
- Review of PA Dealing requests and associated contract notes;
- Initial training across FCA & NFA registrations and Exchange access;
- EMEA Compliance training processes, including assigning training, chasing completion, and record-keeping;
- Assisting with ServiceNow queries from the business in relation to Conflicts of Interest and PA Dealing approvals;
- Collating evidence of tasks conducted as per Compliance Control Framework;
- Completion of tasks as dictated by the Control Framework;
- Compliance generic mailbox management; redirecting queries to appropriate Compliance colleagues;
- Assisting with ad-hoc work, investigations, and project issues as required;
- Remaining informed of changes to the regulatory environment;
- Taking minutes and providing update documents for working groups and team meetings.
- Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.);
- Excellent communication and interpersonal skills;
- Ability to work under pressure, responding to urgent queries accurately and effectively;
- Flexibility to take on other team roles as the workload demands;
- Sets own goals and targets which improve upon previous performance and constantly strive to exceed existing quality and service standards;
- Previous experience gained working in a Financial Services institution within a Compliance Administration role (desired);
- Knowledge of the FCA Senior Managers & Certification Regime (SMCR) (desired);
- Previous experience in processing NFA/Exchange registrations (desired).
£35,000 - £45,000 per annum, depending on experience.
-
Investigator and Compliance Specialist
6 days ago
Belfast, United Kingdom HAYS Specialist Recruitment Full timeJob OverviewWe are seeking a skilled Investigator and Compliance Specialist to join our team at Hays Specialist Recruitment Limited. This temporary, 4-month contract is based in Belfast City Centre and offers a unique opportunity to work with a non-governmental association.About the RoleThis Investigator and Compliance Specialist will be responsible for...
-
Audit and Compliance Manager
6 days ago
Belfast, United Kingdom HAYS Specialist Recruitment Full timeJob Title: Senior Risk and Governance ProfessionalAbout the CompanyHays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Our company overview focuses on providing expert recruitment solutions that meet our clients' needs.About the JobThis job requires a strong...
-
Asbestos Removal Supervisor
6 months ago
Belfast, United Kingdom DJV Compliance Full time**About us** **DJV Compliance Ltd is a leading specialist enabling works provider. We are a market leader in the asbestos removal, decontamination, and specialist cleaning service.** **Our highly trained teams are trusted by major corporations to offer a specialist enabling works solutions covering our core disciplines either individually or collectively...
-
Market Compliance Officer
6 days ago
Belfast, United Kingdom HAYS Specialist Recruitment Full timeWe're seeking a Markets Regulatory Specialist to join our client's risk management team. This role involves governance and oversight of applicable regulations and controls for Compliance Risk Management.Key Responsibilities:Perform governance of Markets Prudential and Regulatory Risk profile, including review of related issues, metrics & control...
-
Mechanical Compliance Specialist
3 weeks ago
Belfast, United Kingdom ABM Full timeJob Title: Mechanical Compliance SpecialistABM is seeking a skilled Mechanical Compliance Specialist to join our team.About the Role:The Mechanical Compliance Specialist will play a crucial role in ensuring the safety and reliability of mechanical installations within our client's manufacturing facility.Key Responsibilities:Ensure compliance with relevant...
-
Asbestos Removal Operative
6 months ago
Belfast, United Kingdom DJV Compliance Full time**An exciting opportunity has arisen to join our team as an operative, working predominately Belfast but travel throughout NI on occasion** **Main duties**: - **To carry out asbestos removal works as part of a team on a variety of projects including Health Care and Educational commercial buildings.**: - **Ensuring works are carried out in line with the...
-
Asbestos Removal Operative
6 months ago
Belfast, United Kingdom DJV Compliance Full time**An exciting opportunity has arisen to join our team as an operative, working predominately Belfast but travel throughout NI on occasion** **Main duties**: - **To carry out asbestos removal works as part of a team on a variety of projects including Health Care and Educational commercial buildings.**: - **Ensuring works are carried out in line with the...
-
Financial Compliance Specialist
4 days ago
Belfast, United Kingdom Fieldfisher Full timeAt Fieldfisher, we are seeking a skilled Financial Compliance Specialist to join our dedicated Legal and Regulatory Risk team. As a Financial Compliance Specialist, you will play a vital role in protecting the firm by conducting thorough assessments, implementing strategic risk management frameworks, and ensuring adherence to ever-changing legal...
-
Tax Compliance Specialist
5 months ago
Belfast, United Kingdom Hunter Savage Full timePermanent Full-time Belfast 46048 Tax Compliance Specialist Due to continued expansion, a well established boutique Accountancy Firm has a requirement for a Tax Compliance Specialist to join their Belfast office. This role will required a detail-orientated and skilled Tax Compliance professional who is looking to advance their career in a growing...
-
Regulatory Compliance Specialist
6 days ago
Belfast, United Kingdom Direct Medics Full timeJob OverviewWe are seeking a highly motivated and organized Regulatory Compliance Specialist to join our team at Direct Medics. As a key member of the compliance team, you will play a vital role in maintaining and ensuring compliance across various healthcare services.Key Responsibilities:Maintain accurate and up-to-date compliance records.Conduct internal...
-
Regulatory Compliance Specialist
5 days ago
Belfast, United Kingdom Just Group plc Full timeJob Summary">We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations align with regulatory requirements.About the Role">The successful candidate will have experience in a relevant financial services role, with strong...
-
IT Security Specialist
4 weeks ago
Belfast, United Kingdom HAYS Specialist Recruitment Full timeAbout this roleWe are seeking a highly skilled Cybersecurity Professional to join our team at Hays Specialist Recruitment Limited. As a Microsoft Security Engineer, you will play a crucial role in safeguarding our organisation's digital assets.Key Responsibilities:Security Design and Implementation: Develop and implement security measures for Microsoft...
-
Taxation Specialist
3 weeks ago
Belfast, United Kingdom HAYS Specialist Recruitment Full time**Job Title:** Corporate Tax SeniorAbout the Role:We are seeking a talented Corporate Tax Senior to join our team at Hays Specialist Recruitment. As a key member of our team, you will be responsible for preparing and managing corporation tax compliance for a portfolio of clients.Responsibilities:Prepare and manage corporation tax compliance for clientsReview...
-
AWS Network and Compliance Specialist
2 weeks ago
Belfast, United Kingdom Ocho Full timeJob Title: AWS Network and Compliance SpecialistOcho is looking for an experienced AWS Network and Compliance Specialist to join our team. The successful candidate will be responsible for designing, implementing, and managing secure AWS cloud infrastructure with a focus on scalability, performance, and compliance.The ideal candidate will have a strong...
-
Compliance and Governance Specialist
5 days ago
Belfast, United Kingdom Funds-Axis Group Limited Full timeAbout the RoleWe are seeking an experienced Compliance and Governance Specialist to join our team at Funds-Axis Group Limited.Job ResponsibilitiesThe successful candidate will lead our Investment Compliance & Risk Team, playing a key role in embedding business controls and driving company development. Key responsibilities include:Managing regulatory portals...
-
Underwriting and Compliance Specialist
1 day ago
Belfast, United Kingdom NFU Mutual Full timeAbout The Role">We're seeking an experienced Underwriting and Compliance Specialist to join our team in Belfast. As a key player in our organisation, you will be responsible for managing complex commercial underwriting cases and referrals, ensuring compliance with regulatory requirements and achieving positive outcomes for our members.">About You">You will...
-
Compliance Specialist
1 week ago
Belfast, United Kingdom Fieldfisher Full timeDiscover a new career opportunity at Fieldfisher as a Compliance Specialist in Risk Management. Join our dedicated Legal and Regulatory Risk team, who play a vital role in protecting the firm by conducting thorough assessments, implementing strategic risk management frameworks, and ensuring adherence to ever-changing legal standards.We are committed to...
-
Food Safety Specialist
6 days ago
Belfast, United Kingdom REED Specialist Recruitment Full timeSenior Food Safety SpecialistJoin REED Specialist Recruitment as a Senior Food Safety Specialist and play a critical role in maintaining the highest standards of food safety at a Housing with Care facility. You will be responsible for developing and implementing robust food safety protocols, conducting regular audits, and providing guidance to kitchen staff...
-
VAT Compliance Specialist
6 days ago
Belfast, United Kingdom VANRATH Full timeAbout the Role:VANRATH are pleased to offer a VAT Compliance Specialist position within their expanding Indirect/VAT team. This exciting opportunity allows you to utilise your expertise in VAT advisory and compliance services to support a diverse portfolio of clients.Your primary responsibilities will include managing client relationships, leading VAT...
-
Senior Cost and Compliance Specialist
7 days ago
Belfast, United Kingdom Northern Ireland Housing Executive Full timeJoin us as a Senior Cost and Compliance Specialist at the Northern Ireland Housing Executive (NIHE) and play a key role in ensuring the effective commercial management of NIHE's assets and high-quality planned works and compliance related investments.Main Duties:Develop and implement cost management strategies to ensure affordability and efficiencyManage and...