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Compliance and Monitoring Officer

1 month ago

Manchester, United Kingdom First Central Services Full time
Job Title: Compliance and Monitoring Officer

We are seeking a highly skilled Compliance and Monitoring Officer to join our team at First Central Services. As a key member of our Governance department, you will play a critical role in ensuring our business operates within regulatory risk appetite.

About the Role:

The Compliance and Monitoring Officer will be responsible for supporting our business to manage regulatory risk by effectively delivering our Compliance Monitoring Plan (CMP). This involves assessing and assuring our compliance with key rules, regulations, principles, and practices.

Key Responsibilities:
  • Monitor own progress against the Compliance Plan (CMP), report on this to the GCMM on a monthly basis and refine flexible aspects of the Plan in line with risk profile of the relevant functions
  • Provide effective feedback to management with regard to this monitoring activity, gathering evidence to confirm that any remedial action required is completed
  • Produce Compliance Monitoring Reports, proposing actions and resolutions for findings for submission to senior management and relevant management
  • Report on progress against Compliance recommendations to the GCMM and to escalate any concerns with timely responses, as necessary, to senior management
  • Support the GCMM in the completion of compliance reviews of FCIM's outsourced suppliers, where relevant
  • Deputise for the GCMM as appropriate
  • Support independent reviews of the control environment, particularly adherence to procedures and mitigation of regulatory risks and issues by management
  • Support the business with the review of Core Processes to ensure adherence to the Process Governance Framework
  • Ensure compliance with company and other relevant standards/ regulations at all times (including TCF)
Requirements:
  • Excellent experience of working in a similar role in the general insurance industry
  • Good understanding of motor insurance products and the motor insurance industry
  • Strong attention to detail
  • Excellent at building and maintaining relationships
  • Good influencing and negotiating skills
  • Excellent communication, both verbal and written
  • Problem solving, with the ability to translate issues and find resolutions
  • Excellent organisation, with the ability to meet tight deadlines
  • Report writing to a high standard
  • Excellent numeracy and literacy
  • Competent use of IT and software (i.e. Excel, Word and Powerpoint)
Behaviours:
  • Demonstrating an independence of mind
  • Emphasis on attention to detail and accuracy
  • Self motivated and enthusiastic
  • Embed and incorporate the Company Values
  • An organised and proactive approach
  • Takes initiative to make decisions
  • A flexible approach and positive attitude
  • Confident in presenting complex information in a clear and concise manner
  • Strives to deliver performance targets and drive business improvements to contribute to the success of the business

We are looking for a highly skilled and motivated individual to join our team. If you have the required experience and skills, please submit your application.