Senior Investment Lawyer
4 weeks ago
Job Summary:
You will play a critical role in the expansion of Chase UK, a digital bank focused on delivering customer-centric offerings. As a skilled Senior Investment Lawyer, you will join our diverse and inclusive team to drive the development of innovative products and services.
Key Responsibilities:
Advise clients on retail products, particularly investment products, and custody of assets. Draft client documentation, including general terms and conditions, marketing materials, and investment management terms. Collaborate with the Business and operations groups to ensure seamless execution.
Requirements:
- Solicitor of England & Wales, experienced with UK retail products, especially UK investment products, UK deposit products, and UK custody products.
- Knowledge of UK Retail regulations, including FCA Consumer Duty, MiFID 2, Individual Savings Account regulations, PRIIPs, MAR, UK financial promotion regime, and UK pensions regulations.
- Experience with providing legal advice on UK retail client matters, including complaints, FOS complaints, disputes, POAs, bereavement cases, etc.
- Experience with Financial Conduct authority (FCA) Handbook Rules, including Client Assets (CASS) and client money sourcebook.
- Excellent organizational skills and a team player who can collaborate with the Business and operations groups.
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