Ethics and Compliance Manager

5 days ago


London, Greater London, United Kingdom Jenson Fisher Consulting Ltd Full time
Job Description

We are seeking an experienced Ethics and Compliance Manager to join our team at Jenson Fisher Consulting Ltd. This is a challenging and rewarding role that will provide you with the opportunity to make a real impact in the financial services industry.

About the Role

This position involves supervising a proportion of our authorised adviser community, conducting regular risk assessments, and ensuring that all advice given meets the highest standards of competence and professionalism. You will also be responsible for identifying and communicating risks to the wider team and contributing to the development of our compliance scheme.

Key Responsibilities
  • Supervise a proportion of our authorised adviser community, including conducting regular risk assessments and ensuring that all advice given meets the highest standards of competence and professionalism.
  • Identify and communicate risks to the wider team, working closely with colleagues to ensure that all aspects of our business are compliant with regulatory requirements.
  • Contribute to the development of our compliance scheme, working closely with senior management and other stakeholders to identify areas for improvement.
  • Degree holder: Strong understanding of regulatory requirements in the financial services sector. Chartered Insurance Institute qualifications are desirable but not essential. 4+ years of experience in supervision or advisory roles within the Financial Sector.


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