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Compliance Officer
2 months ago
Compliance Role Overview
Agility Recruitment is working with a leading national insurance broker to find a Compliance Assistant to support their Compliance Manager in ensuring all activities meet legal and regulatory standards. This is an office-based role with a hybrid working structure offered after a qualifying period.
Key Responsibilities
* Conduct internal audits, monitoring, and support compliance with Consumer Duty and Fair Value
* Assist with local monitoring plans, administrative tasks, and regulatory reporting
* Review core processes, monitor contract performance, and ensure compliance standards are met
* Maintain product oversight, governance documentation, and sub-agent monitoring
* Ensure accurate record-keeping, continuous professional development, and adherence to company guidelines
* Foster strong relationships with stakeholders, attend relevant events, and collaborate effectively with staff
Requirements
* Experience in compliance and monitoring within a regulated environment
* Highly organised with strong attention to detail
* Excellent customer service skills
* Proficient in Excel and Word
* Strong communication skills
* Effective team player
If you have the necessary skills and experience, we would like to hear from you.