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CASS Operations Specialist
2 months ago
We are seeking a highly skilled CASS Reconciliations Analyst to join our team at FNZ Group. As a key member of our CASS Office, you will play a critical role in ensuring the accuracy and completeness of our CASS reconciliations.
Key Responsibilities- Reconciliation and Control: Undertake CASS reconciliations and controls, providing oversight and governance of CASS matters within the FNZ CASS Office.
- Business Objectives: Contribute to the achievement of business objectives by assisting senior management in delivering CASS Compliant duties in accordance with the FNZ CASS and key business policies & Process/procedures.
- CASS Exception Management: Identify and resolve any CASS exceptions or issues, reporting to management as necessary.
- Reporting and Metrics: Complete and disseminate CASS metrics, MI & reporting.
- Process Improvement: Undertake duties in line with but also challenge process, procedures and approach to ensure best practice – raising areas for focus as identified.
- Industry Knowledge: Keep abreast of Industry Practice, developments & best practice.
- Complex Issue Resolution: Deal with complex issues, resolution & engagement to resolve CASS impacts.
- Team Support: Provide support to team and CASS office to deliver compliant CASS practices and activities.
- Change Management: Support and delivery work in line with agreed model, incorporating change as approved and required.
- MI and Reporting: Support and where applicable deliver MI to cover CASS reconciliations and associated activity undertaken.
- CASS Office Support: Support CASS Office with any change or project involvement required.
- Procedure Review: Review and understand applicable CASS reconciliations procedures and practice.
- Platform and Technology: Understand and work competently with the FNZ platform and supporting technology, including T-Rex and FNZ Glass for delivery of reconciliations.
- CASS Competence: Remain CASS competent, keeping up to date with required training and academic standards agreed with your manager.
- CASS Rules and Environment: Understand CASS rules and environment and be able to advise on behalf of the CASS Office, areas applicable to your role.
- Analytical Skills: Ability to analyze, present and report complex regulatory information to senior stakeholders in a clear and concise manner.
- Communication Skills: Good written and verbal communication skills and ability to liaise with internal and external parties at all levels.
- Technical Skills: Strong Excel skills including ability to take data from multiple sources and produce accurate and timely reports.
- Personal Attributes: Highly organized, confident, decisive and enthusiastic self-starter.
- Time Management: Ability to work under pressure and to tight deadlines: and as part of an effective team as well as autonomously.
- Issue Escalation: Ability to escalate issues when appropriate.
- Attention to Detail: Attention to detail.
- Results Orientation: Results orientated.
- Industry Knowledge: Knowledge of UK investment products and markets.
