Financial Services Compliance Specialist

5 hours ago


Guildford, Surrey, United Kingdom Synchronicity Financial Services Full time

We are seeking a Financial Services Compliance Specialist to join our team at Synchronicity Financial Services. This role offers an excellent opportunity for individuals with a passion for financial regulations and compliance to gain valuable experience in wealth management.

The ideal candidate will have some experience gained in the financial services or insurance sector, with intermediate to advanced Excel skills and a keen interest in FCA regulation. They will be responsible for assisting with creating and updating policies and procedures, supervisory activity, financial advice file reviews, research regulatory developments, and maintaining records and logs.

Based on industry standards and location, we estimate this role to have a salary of around £25,000-£35,000 per annum. However, this can vary depending on factors such as qualifications, experience, and performance.

We offer a full-time position with flexible hours from Monday to Friday. If you are looking for a challenging and rewarding role that aligns with your career goals, please consider applying.

Become part of our dynamic team and contribute to shaping the future of financial services compliance


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