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Treasury and Trade Solutions Product Regulatory Compliance Officer
2 months ago
We are seeking a highly skilled and experienced Senior Product Compliance Risk Officer to join our team at Citigroup Global Markets Limited. As a key member of our Compliance and Control function, you will be responsible for establishing and maintaining internal strategies, policies, procedures, and processes to prevent violations of law, rule, or regulation.
Key Responsibilities- Design, develop, deliver, and maintain best-in-class Compliance programs, policies, and practices for our Treasury and Trade Solutions business.
- Translate our Compliance strategy and goals across Citi's clients, products, and geographies in a succinct and clear manner, providing direction and guidance on the programs.
- Support the Compliance Head in establishing, maintaining, and delivering a cross-product UK Regulatory compliance governance and oversight program.
- Produce high-quality PowerPoint slides, presentations, data analytics reports, and present and challenge heads of the business on a regular basis.
- Independently assess, challenge, and guide business on current and new regulations in the UK and EU, analyzing and scoping the impact of new and complex regulatory developments, including enforcement actions, across senior function/business/product, including cross-border impact.
- Create and monitor alerts to capture risk events, alerts, issues, and escalate appropriately, with critical information and in a timely manner, aware and able to apply and challenge Individual Conduct Rules.
- Lead initiatives and manage high-impact special project work streams and control reviews with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
- Manage strategy and responses to regulatory examinations, reviews, and inquiries and internal and external investigations, as well as testing and audit.
- Partner with other ICRM teams and global functions, including Legal, Risk, Operations, and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.
- Working knowledge of UK regulations that impact Wholesale Products with a specific focus on requirements of the Senior Managers and Certification Regime (SMCR), FCA Handbook, and Payment Services Regulations (PSRs).
- Expertise of UK/EU Compliance laws, rules, regulations, risks, and typologies beneficial to have awareness of wider regulatory requirements including local and US laws, international and industry standards.
- Excellent governance, presentation, written, verbal, and analytical skills.
- Self-starter, flexible, innovative, and adaptive, highly motivated, strong attention to detail, team-oriented, organized.
- Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging.
- Ability to work collaboratively with regional and global partners in other functional units, ability to navigate a complex organization, to influence and lead people across cultures at a senior level.
- Experience in managing regulatory exams and relationships with examiners, auditors, etc.
- Related certifications desirable.
- Bachelor's degree; experience in Compliance, legal, or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; strong working knowledge of function/business/product and the related operations and financial requirements; previous experience managing a diverse staff; Advanced degree a plus.
Compliance and Control
Job FamilyProduct Compliance Risk Management
Time TypeFull time
