Current jobs related to Compliance Risk Manager - Bath, Bath and North East Somerset - Deerfoot I.T. Resources Limited


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Summary: We are seeking a highly skilled Compliance Risk Manager to join our team at Willow Resourcing Limited. As a Compliance Risk Manager, you will be responsible for providing support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You will have gained...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory Manager PositionAre you an experienced compliance professional looking to take the next step in your career with a prominent player in wealth management? We are seeking a Senior Compliance Advisory Manager to join our team.Key Responsibilities:Provide senior-level compliance advisory services to our clients.Develop and implement...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesAre you an experienced compliance professional looking to take the next step in your career? Our client, a prominent player in wealth...


  • Bath, Bath and North East Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading recruitment agency that specializes in placing professionals in top companies.Job DescriptionWe are seeking a highly skilled Senior Risk and Compliance Lawyer to join our client's team. The successful candidate will be responsible for developing and implementing risk management strategies, providing legal advice...

  • Compliance Manager

    4 weeks ago


    Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.You will provide...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesDeerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team. This full-time position...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions. As a key member of our team, you will play a vital role in ensuring our client adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a regulatory development...


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Title: Senior Compliance Advisory Manager Investment Management Job Summary: We are seeking a highly experienced Compliance Manager to join our team in Bath. As a key member of our Compliance department, you will be responsible for ensuring compliance with all applicable regulations and identifying and mitigating compliance risks. Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Job DescriptionSenior Compliance Advisory ManagerLocation: Hybrid - 1 days a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a prominent player in wealth management, our...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly skilled Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a vital role in ensuring that our investment management business operates in accordance with all applicable regulations.Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Contract Senior Compliance Advisory Manager to join our team at Deerfoot I.T. Resources Limited. As a key member of our financial services compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements.Key Responsibilities:Develop and implement...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Contract Senior Compliance Advisory Manager to join our team at Deerfoot I.T. Resources Limited. As a key member of our financial services compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements.Key Responsibilities:Develop and implement...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Deerfoot Recruitment Solutions Limited is seeking a highly skilled Compliance Advisory Manager to join their team. As a key member of the compliance team, you will be responsible for ensuring the Group adheres to all relevant laws, regulations, and internal policies. This includes Consumer Duty, SM&CR, CASS, and ESG considerations. Your key responsibilities...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will be responsible for ensuring that our business units operate within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Compliance:...

Compliance Risk Manager

2 months ago


Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time
Job Title: Senior Compliance Advisory Manager

Deerfoot I.T. Resources Limited is seeking a highly skilled Senior Compliance Advisory Manager to join their team in Bath. As a key member of the compliance team, you will play a crucial role in ensuring the company's compliance with all relevant laws, regulations, and internal policies.

Key Responsibilities:
  • Maintain a regulatory development log and provide timely business impact assessments and regulatory updates.
  • Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials, and remuneration.
  • Conduct compliance-themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks.
Requirements:
  • A relevant business qualification, such as Certified Regulatory Compliance Manager.
  • Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
What We Offer:

Our company offers a competitive salary and benefits package, including a discretionary bonus, 34 days of holiday per calendar year, a wellbeing day, supported professional development, private medical scheme, income protection scheme, life assurance scheme, group contributory pension scheme, and interest-free season ticket loans.

If you are a motivated and experienced compliance professional looking for a new challenge, please contact Deerfoot I.T. Resources Limited today to discuss this exciting opportunity.