Risk and Compliance Program Lead
2 weeks ago
Northern Trust Corporation, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust Corporation is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Job SummaryThe Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs, including establishing a centralized and sustainable connection point for global regulatory communications, ensuring preparedness for examinations.
This Regulatory Risk & Oversight Manager role sits within the GRAO with primary responsibility for providing leadership and subject matter expertise across a multi-year regulatory and risk program necessary to execute GRAO strategy. This role will report into the Program Sponsor for a key program with a focus on compliance and legal risk.
Key Responsibilities- Support the definition and lead the execution against the identified pillars of the Program as a named Program Lead.
- Over time, identify and manage a small global team who will enable execution of the new frameworks, working closely with third-party consultants and legal advisors.
- Collaborate with stakeholders across all lines of defense, multiple business units, and senior management to identify and create effective and sustainable solutions for managing compliance and legal risk.
- Lead Working Group meetings to support transformation and maintain efficient and appropriate governance to enable successful outcomes.
- Manage the pillars and deliverables with a forward-looking mindset, i.e., proactively anticipate any potential issues, prevent them, and/or define pragmatic contingency plans.
- Develop and control deadlines and activities pertaining to the supported pillars.
- Proactively manage dependencies, 'reusable assets' (components of the solution that have been already built elsewhere), roadblocks, and learning points (i.e., milestones defined to resolve any uncertainty that the team might be dealing with).
- Timely escalate and relentlessly pursue resolution of any roadblocks with a clear, end-to-end ownership mindset.
- Ability to communicate effectively with developers, data architects, and infrastructure resources to ensure there is a clear and concise understanding of requirements and acceptance criteria to ensure the frameworks and operating model are technology-enabled.
- Help shape best practices, standards, and toolkit and strengthen our capabilities around compliance and legal risk.
- Deep understanding of regulatory, compliance, and risk-related matters.
- Demonstrated experience in transformation or remediation strategy and execution linked to technology enablement.
- Proven leadership skills and able to build a high-performing team with remote management.
- Knowledge of the financial services industry, especially asset servicing, wealth management, and banking, and the regulatory environment in which they operate, including regulatory themes emerging within the industry.
- Great skills across communication, facilitation, interpersonal, conflict resolution, team building, coaching members on practices, framework, ability to teach/train, etc.
- Ability to establish trust-based relationships with stakeholders across the enterprise, lead them towards common objectives, and managing upwards and downwards (e.g., experience with acting as a constructive conduit between business and non-business teams).
- Strong problem-solving skills, organizational skills, and time management skills.
- Demonstrated ability to manage third parties, such as consultants, and support the tracking of financial expenses and performance against budget.
As a Northern Trust Corporation partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today.
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our organization's compliance policies and procedures are up-to-date and effective in minimizing regulatory risk.Key Responsibilities:Develop and implement compliance policies and...
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our organization's compliance policies and procedures are up-to-date and effective in minimizing regulatory risk.Key Responsibilities:Develop and implement compliance policies and...
-
Compliance Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a skilled professional to join our team as an AML / Compliance Analyst. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide proactive and efficient compliance advisory and oversight services.Key Responsibilities:* Interpret and analyze regulatory changes, identifying their impact...
-
Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a skilled professional to join our team as an AML / Compliance Analyst. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide proactive and efficient compliance advisory and oversight services.Key Responsibilities:* Interpret and analyze regulatory changes, identifying their impact...
-
EMEA Risk and Compliance Lead
1 month ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeRisk & Compliance Lead - Media & Advertising SectorBased in the EMEA regionFrequent travel across European marketsJoin a prominent organization in the media and advertising industryThe organization is in search of a Risk & Compliance Lead for the EMEA region. This role entails working closely with stakeholders at multiple levels across global, regional, and...
-
Compliance Program Lead
2 weeks ago
London, Greater London, United Kingdom Amazon Full timeAbout the RoleAs a key member of the Amazon team, you will play a critical role in ensuring the company's compliance with the EU Digital Services Act. This involves overseeing the strategic and tactical management of Amazon's compliance with the Act, interfacing with regulators, and driving ongoing reporting and risk assessment for the company.Key...
-
Compliance Program Lead
2 weeks ago
London, Greater London, United Kingdom Amazon Full timeAbout the RoleAs a key member of the Amazon team, you will play a critical role in ensuring the company's compliance with the EU Digital Services Act. This involves overseeing the strategic and tactical management of Amazon's compliance with the Act, interfacing with regulators, and driving ongoing reporting and risk assessment for the company.Key...
-
AML Compliance Risk Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...
-
Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop...
-
Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop...
-
Compliance Risk Manager
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time{"title": "Compliance Risk Manager", "content": "Compliance Risk ManagerAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk...
-
Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time{"title": "Compliance Risk Manager", "content": "Compliance Risk ManagerAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk...
-
Regulatory Risk Program Lead
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust Corporation Northern Trust Corporation is a globally recognized, award-winning financial institution with over 130 years of experience serving the world's most sophisticated clients. We provide innovative financial services and guidance to individuals, families, and institutions, remaining true to our enduring principles of service,...
-
Compliance Risk Analyst
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...
-
Compliance Risk Analyst
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...
-
Risk and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeWe are seeking a highly skilled Risk and Compliance Specialist to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a Senior Risk and Compliance Assistant, you will play a crucial role in developing and maintaining a strong understanding of our firm's AML policies and procedures.The Role:Develop and maintain a strong understanding of our firm's AML...
-
Risk and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeWe are seeking a highly skilled Risk and Compliance Specialist to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a Senior Risk and Compliance Assistant, you will play a crucial role in developing and maintaining a strong understanding of our firm's AML policies and procedures.The Role:Develop and maintain a strong understanding of our firm's AML...
