Financial Crime Compliance Manager

4 weeks ago

London, Greater London, United Kingdom Royal Bank of Canada> Full time

Position Overview

Role Summary

What is the opportunity?

In this role, you will oversee the management of financial crime risks, which encompass money laundering, terrorist financing, economic sanctions, and bribery and corruption. Your responsibilities will include advising, monitoring, and investigating compliance with applicable laws, regulatory standards, and industry best practices. This position will involve conducting investigations, contributing to the enhancement of transaction monitoring systems, and providing AML advisory support to the Wealth Management division.

Key Responsibilities

  • Assist in managing AML investigations to ensure compliance with all regulatory and legislative requirements.
  • Conduct thorough AML investigations for the Wealth Management division.
  • Investigate alerts related to Transaction Monitoring, Sanctions, and Name Screening.
  • Support responses to Regulatory Authorities and Law Enforcement Agencies concerning AML, TF, ES, and ABAC matters, including compliance with Court Production Orders.
  • Provide AML guidance and support to Front Office, Compliance, Legal, Operations, and other departments to mitigate financial crime risks.
  • Enhance management reporting to facilitate the assessment and improvement of the Financial Crime framework, reporting to Senior Management and external authorities as necessary.
  • Collaborate with AML Policy & Reporting and Global FIU teams to develop Financial Crime Typologies and create training materials.
  • Support various AML investigation projects as needed.

Qualifications for Success

Essential Skills

  • Strong understanding of the UK AML/CTF, Economic Sanctions, and ABAC regulatory landscape.
  • Familiarity with the UK Proceeds of Crime Act, Terrorism Act, and UK Bribery Act, along with FCA SYSC requirements.
  • Experience in conducting money laundering and terrorist financing investigations within law enforcement or financial institutions.
  • General knowledge of international AML/CTF, Economic Sanctions, and ABAC laws.
  • Proficient in MS Office applications.
  • Exceptional written and verbal communication skills.
  • Strong analytical and investigative abilities.
  • Capability to articulate financial crime risks in specific cases and broader contexts.

Preferred Qualifications

  • A degree in a relevant field is advantageous.
  • Possession or pursuit of a relevant professional qualification (e.g., ICA Diploma) is preferred.

What We Offer

At RBC, we are committed to fostering an environment where our employees can thrive. We prioritize progressive thinking and collaboration to deliver trusted advice that helps our clients succeed and our communities flourish.

  • A comprehensive Total Rewards Program that includes bonuses, flexible benefits, and competitive compensation.
  • Supportive leadership focused on your development through coaching and opportunities.
  • Collaboration with top professionals in the field.
  • The chance to make a meaningful impact.
  • A dynamic, inclusive, and high-performing team environment.
  • A world-class training program in financial services.
  • Flexible working arrangements to suit your needs.

Job Skills

Anti Money Laundering Training, Business Perspective, Communication, Decision Making, Financial Regulation, Interpersonal Relationship Management, Operational Integrity, Organizational Governance, Process Management, Strategic Thinking

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion as essential components of innovation and growth. We are dedicated to building inclusive teams and creating an equitable workplace where employees can be their authentic selves. We actively address issues of inequity and systemic bias to support our diverse talent, clients, and communities.

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