Compliance and Regulatory Affairs Specialist
3 weeks ago
Position Overview:
We are seeking a dedicated professional to join our team as a Compliance and Regulatory Affairs Specialist. This role is pivotal in ensuring our organization adheres to the ever-evolving regulatory landscape.
Key Responsibilities:
- Engage with Compliance and various departments to perform thorough assessments of regulatory modifications.
- Recognize and articulate regulatory updates, ensuring effective communication across the organization.
- Generate and disseminate comprehensive summaries regarding key regulatory changes.
- Keep executive leadership informed about regulatory trends and themes through regular updates and reports to relevant committees.
- Guarantee that the organization is adequately represented in pertinent industry groups and working committees.
- Facilitate the collection of internal feedback on draft regulations for submission to industry associations and regulatory bodies as necessary.
- Lead a monthly Regulatory Impact Meeting to monitor and discuss recent regulatory developments with key personnel from various departments, including senior management, across all operational jurisdictions.
- Participate actively in internal discussions focused on sustainability initiatives within the organization.
Required Skills:
- Proven experience in a regulatory change role or similar capacity.
- A minimum of three years of compliance experience within the UK asset management sector.
- In-depth knowledge of the investment management sector and financial services.
- Expertise in investment products, change management strategies, and report generation.
- Strong familiarity with UK and EU regulations pertinent to the asset management and buy-side sectors.
- Experience with regulations and standards related to sustainability applicable to asset managers and publicly listed companies.
Inclusivity Commitment:
We are committed to fostering an equitable recruitment process. Please inform us if there are any accommodations we can provide to enhance your experience.
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