Regulatory Compliance Testing Specialist

ABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...

COMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...

COMPANY OVERVIEW:Our client operates as a prominent global investment management firm, with its headquarters situated in Europe. Their expertise encompasses secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Delivering management...

COMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...

AJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...

COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...

About the CompanyHays Specialist Recruitment Limited is a leading recruitment agency that specializes in placing professionals in various industries, including finance and insurance.About the RoleWe are currently seeking a highly skilled Risk and Compliance Manager to join our client's team in London. As a key member of the team, you will be responsible for...

Regulatory Compliance SpecialistOctopus Energy Generation is seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our Governance, Risk and Compliance team. As a key member of our team, you will play a crucial role in ensuring our compliance with financial regulations and supporting our commitment to best practices in risk...

Regulatory Compliance SpecialistOctopus Energy Generation is seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our Governance, Risk and Compliance team. As a key member of our team, you will play a crucial role in ensuring our compliance with financial regulations and supporting our commitment to best practices in risk...

Regulatory Compliance Specialist Position at Millennium ManagementThe Compliance Division at Millennium Management is tasked with executing and supervising a robust Compliance framework to ensure compliance with legal requirements, regulatory standards, and internal policies. We are seeking a Regulatory Compliance Specialist to become a vital part of our...

Regulatory Compliance Specialist Position at Millennium ManagementThe Compliance Division at Millennium Management is tasked with executing and supervising a robust Compliance framework to ensure compliance with legal requirements, regulatory standards, and internal policies. We are seeking a Regulatory Compliance Specialist to become a vital part of our...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Interactive Brokers. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key Responsibilities:Drive compliance oversight through the testing...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Interactive Brokers. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key Responsibilities:Drive compliance oversight through the testing...

About RipplingRippling is a leading provider of cloud-based human capital management (HCM) solutions, offering a comprehensive platform for managing and automating various workforce systems, including payroll, expenses, benefits, and computers.Our mission is to empower businesses to streamline their HR, IT, and Finance operations, enabling them to focus on...

About RipplingRippling is a leading provider of cloud-based human capital management (HCM) solutions, offering a comprehensive platform for managing and automating various workforce systems, including payroll, expenses, benefits, and computers.Our mission is to empower businesses to streamline their HR, IT, and Finance operations, enabling them to focus on...

AJ FOX COMPLIANCE is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm's smooth...

Job DescriptionRegulatory Compliance Specialist – Alternative Investment FirmCompany Overview:Black Swan Group is a prominent alternative investment firm dedicated to upholding the highest standards of regulatory compliance and ethical conduct. We are currently in search of a Regulatory Compliance Specialist to enhance our Compliance team and support the...