Compliance Manager
1 month ago
JCR Talent is delighted to be partnering with an award-winning Retail Investments firm as they seek a Regulatory Compliance Manager.
This is a generalist compliance role, with Financial Crime sitting within another team.
Key Responsibilities:
- Advising the business to develop investing products that meet customer needs and achieve their life goals.
- Monitoring investment products and services, and providing feedback on how they can be enhanced.
- Providing compliance oversight of investing products and processes through regular monitoring and reviews to ensure they work as planned and deliver good customer outcomes.
- Preparing and maintaining policies and procedures.
Desired Experience:
- Experience overseeing investment products.
- Detailed knowledge of UK regulatory requirements for investment products (particularly funds) and a good understanding of MiFID and CASS rules.
Apply or Contact James Carter for more information or to arrange a confidential discussion.
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