Current jobs related to Compliance Risk Manager - Greater Leeds Area - AJ FOX COMPLIANCE


  • London Area, United Kingdom Compliance Professionals Full time

    {"THE COMPANY": "Our client is a leading Asset Manager based in London who currently have c\u00a35bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.", "THE RESPONSIBILITIES": "\u2022 Front Office System oversight and management\u2022 Wall crossings and Front Office System list updates\u2022 Pre and post trade alert analysis\u2022...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    A top UK law firm is seeking a Risk Compliance Specialist to join their team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract management.This role is best suited to someone with prior experience within a law firm, ideally within a risk management role. Equally, someone with experience in...

  • Compliance Lawyer

    1 week ago


    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a highly skilled Compliance Lawyer to join their team in Bristol. The ideal candidate will have a strong background in risk management and a proven track record of ensuring legal and regulatory compliance.The successful candidate will be responsible for delivering comprehensive regulatory risk training, maintaining up-to-date...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Risk and Compliance Professional to support our team at AJ FOX COMPLIANCE. This role involves working closely with the Risk and Compliance Manager to ensure compliance with relevant regulations.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of experience in a role that...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk SpecialistAJ FOX COMPLIANCE is seeking a Compliance Risk Specialist to support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, including individuals, companies, and trusts, reviewing CDD materials and advising on any additional information...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Some of your key responsibilities will include:Liaising with stakeholders regarding...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Conflicts Assistant Opportunity at AJ FOX COMPLIANCEWe are working with a top 100 UK law firm to hire a Conflicts Assistant to support their team.This role is ideal for a legal assistant or paralegal looking to transition into a Risk & Compliance position.Key responsibilities include:Carrying out conflicts checks, AML checks, and screening for PEPs,...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking Law Firm, AJ FOX COMPLIANCE, is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester. The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Key responsibilities include:Support colleagues in claims handling in adherence to internal complaint...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    {'heading': 'Job Description', 'subheading': 'Senior Risk & Compliance Lawyer', 'paragraphs': ['AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.', 'The ideal candidate has background experience in law firm regulation, complaints handling, or commercial contracts.', 'Responsibilities include...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE in Bristol. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the business in providing exceptional service...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    AML Compliance Manager - Regulatory ExpertWe are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will be responsible for leading the AML compliance program, ensuring the firm's compliance with relevant regulations and laws.Key Responsibilities:Develop and implement AML policies and procedures to ensure...

  • Risk Lawyer

    2 months ago


    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with an interest in compliance?Do you have 4+ years PQE?Have you previously worked within a risk/commercial legal environment?A top independent UK law firm is looking for a Risk Lawyer to join their dynamic team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract...

  • Risk Lawyer

    5 days ago


    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with an interest in compliance?Do you have 4+ years PQE?Have you previously worked within a risk/commercial legal environment?A top independent UK law firm is looking for a Risk Lawyer to join their dynamic team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract...

  • Risk Lawyer

    2 weeks ago


    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with an interest in compliance?Do you have 4+ years PQE?Have you previously worked within a risk/commercial legal environment?A top independent UK law firm is looking for a Risk Lawyer to join their dynamic team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract...

  • Compliance Officer

    1 month ago


    London Area, United Kingdom Compliance Professionals Full time

    Job Title: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assisting with the development and implementation of regulatory compliance policies and procedures, as well as supporting business relationships through positive engagement and...

  • Compliance Officer

    1 month ago


    London Area, United Kingdom Compliance Professionals Full time

    Job Title: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assisting with the development and implementation of regulatory compliance policies and procedures, as well as supporting business relationships through positive engagement and...


  • Leeds, Leeds, United Kingdom Lloyds Bank plc Full time

    Senior Manager, Risk, Compliance and PolicyAt Lloyds Bank plc, we are seeking a highly skilled and experienced Senior Manager to lead our Health, Safety, and Wellbeing risk, compliance, and standards across the group. This role will be responsible for developing policy, standards, and implementing risk management practices through risk controls both design...

Compliance Risk Manager

2 months ago


Greater Leeds Area, United Kingdom AJ FOX COMPLIANCE Full time

We are seeking a highly skilled Risk & Compliance Auditor to join our team at AJ FOX COMPLIANCE. This is an exciting opportunity for a professional with a strong background in internal audit and file review within a legal services environment.

The ideal candidate will have knowledge of industry-leading certifications such as ISO 9001, ISO 27001, and ISO 14001, and will be able to support our organization in maintaining these standards.

Key responsibilities of the role include:

  • Maintaining the annual Audit Schedule and audit metrics to ensure compliance with regulatory requirements
  • Planning for external audit visits to ensure a smooth and efficient process
  • Collaborating with senior staff on internal audits to identify areas for improvement
  • Verifying corrective actions to ensure that they are effective and compliant
  • Reviewing improvement opportunities for audit and file reviews, policies, and procedures to ensure that they are aligned with industry best practices
  • Supporting corrective action plans in line with external certifications to ensure that our organization remains compliant

If you have a strong eye for detail, proficient IT skills, and a passion for compliance and risk management, we encourage you to apply for this role.