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Regulatory Compliance Officer
2 months ago
Finance Position - CASS Associate
Saxo Bank is seeking a skilled CASS Associate to join its Finance team in London. As a key member of the team, you will be responsible for daily regulatory client money computations, monthly CMAR, and CASS RP reviews. You will drive projects, make process improvements, and contribute to a small team where your expertise is valued.
Key Responsibilities:
- Collect and analyze daily client money and asset reconciliations, ensuring timely production and investigating any discrepancies.
- Update client money management information, prepare regulatory submissions, and maintain procedure documents.
- Review and challenge reconciliation breaks, maintain CASS RP, and contribute to internal projects and risk assessments.
Requirements:
To be successful in this role, you will need knowledge of client money regulatory requirements, at least 3 years of experience in CASS 6 and 7, familiarity with financial products, attention to detail, ability to work under deadlines, excellent communication skills, self-motivation, proficiency in Excel, a proactive approach, and a problem-solving mindset.
About Saxo Bank:
Saxo Bank is a purpose-driven organization that values diversity, innovation, and inclusion. As a member of our team, you will be part of a dynamic and ambitious group of colleagues from around the world. We offer a supportive environment for career growth, dynamic learning opportunities, and immense career prospects.
