Investment Governance and Risk Officer

2 months ago


London, Greater London, United Kingdom CLFIS Limited Full time
Job Summary

We are seeking a highly skilled Investment Governance and Risk Officer to join our Asset Management team. As a key member of our team, you will be responsible for ensuring adherence to applicable regulation, investment policy, and client mandates.

Key Responsibilities
  • Conduct 1st Line monitoring activity, surveillance, and oversight to ensure adherence to regulatory requirements.
  • Manage the effective operation of the 1st Line Asset Management control environment.
  • Ensure Asset Management is effectively managing risks and providing expert risk advice in a business-focused and pragmatic way.
  • Encourage an appropriate risk culture and promote 1st Line risk ownership and accountability.
  • Facilitate an effective and balanced relationship with the 2nd Line Risk and Compliance oversight function.
Requirements
  • Expert knowledge of Asset Management products and services.
  • Knowledge and expertise of regulations impacting Asset Management firms.
  • Technical knowledge and experience of regulatory and risk management frameworks.
  • Strong interpersonal and influencing skills, communication skills, and attention to detail.
  • Ability to deliver under tight time pressure.
  • Ability to develop and maintain effective working relationships with colleagues and other business lines.
Benefits

We offer a competitive salary and benefits package, including a generous pension and bonus scheme, along with income protection, private medical insurance, and life assurance. We also offer regular personal and professional development opportunities.

About Us

We are a leading provider of investment and risk management solutions. Our team is dedicated to helping our customers build better futures. We are committed to creating an inclusive workplace with a diverse workforce where everyone can feel they belong and achieve their potential.


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