Head of Regulatory Compliance
1 day ago
Job Summary:
We are seeking an experienced Head of Regulatory to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.
Key Responsibilities:
- Provide Compliance advice to the Board and senior management on regulatory matters
- Develop and implement Compliance Monitoring plans to ensure ongoing compliance with regulatory requirements
- Conduct horizon scanning to identify potential regulatory risks and ensure the business adapts accordingly
- Review and assess the adequacy of EDD, CDD, KYC, and KYB processes, as well as the overall AML/CTF framework
- Provide ongoing assessment of Financial Crime risks facing the business
Requirements:
We are looking for an experienced professional with a strong background in Compliance and Risk Management. You will have gained experience in a similar role within the Investment Management arena and possess excellent communication and interpersonal skills.
What We Offer:
We offer a competitive salary and benefits package, as well as the opportunity to work with a small but fast-growing Discretionary Investment Manager with around £4bn AUM.
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