Lead Compliance Advisor

3 weeks ago


London, Greater London, United Kingdom Meraki Talent Ltd Full time
Position Overview

Meraki Talent Ltd is pleased to partner with a prestigious Fintech organization in their quest for a Lead Compliance Advisor.

About the Organization

This firm is recognized as a premier online trading platform, boasting a top-tier compliance department that operates on a global scale. Joining this organization means becoming an integral part of a team that values your contributions from the outset, rather than merely being a part of a larger system. As the regulatory environment evolves and the company expands internationally, you will have the opportunity to engage with a diverse regulatory framework.

Key Responsibilities

In the role of Lead Compliance Advisor, you will take charge of local regulatory engagements, ensuring adherence to compliance standards across multiple domains.

Your responsibilities will include managing regulatory reporting, particularly concerning CRS, FATCA, MiFIR, and EMIR.

You will be tasked with developing, updating, and executing compliance-related policies, conducting internal compliance assessments, and performing legislative gap analyses.

Candidate Profile

Applicants should possess a minimum of 5 years of experience in regulatory compliance, auditing, or risk management.

A bachelor's degree in law or compliance is required.

Familiarity with investment services regulations is essential.

Experience within the Fintech sector is advantageous but not essential.

Experience with European regulatory compliance initiatives is preferred.

What We Offer

  • Competitive salary package
  • Annual performance-based bonus
  • Health benefits
  • Travel and internet reimbursements
  • 25 days of annual leave plus statutory holidays
  • Comprehensive onboarding program for new hires
  • Opportunity to collaborate with a diverse team from over 70 nationalities
  • Numerous team-building and networking events
  • Exciting international travel prospects

Next Steps

We encourage interested candidates to reach out for a confidential discussion regarding this opportunity.



  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK Wide) Ref: 4046D2 We are pleased to announce an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a small, welcoming consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK) Ref: 4046D2 We are delighted to present an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a welcoming and specialized consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...


  • London, Greater London, United Kingdom Pioneer Selection Ltd Full time £50,000 - £60,000

    Position: Lead Safety and Compliance Advisor - Construction Focused Compensation: £50-60k (based on experience) + vehicle allowance Benefits: 28 days of annual leave + Health Insurance + Life Insurance + Pension Scheme Pioneer Selection Ltd is a prominent consultancy firm in the UK, specializing in Health and Safety, Project Oversight, Asset Management,...


  • London, Greater London, United Kingdom IQ-EQ Full time

    Job OverviewThe Lead Compliance Advisor will play a pivotal role in managing and nurturing essential client partnerships, spearheading project initiatives (including client secondments, AML investor updates, and regulatory transformation projects such as IFPR and FCA assessments). This position also involves mentoring and guiding junior team members.Key...


  • London, Greater London, United Kingdom IQ-EQ Full time

    Job OverviewThe Lead Compliance Advisor will independently cultivate and manage essential client partnerships, spearhead project initiatives (including client secondments, AML investor refreshes, and regulatory transformation projects such as IFPR and FCA assessments), and contribute to the mentorship and guidance of junior team members.This role involves...


  • London, Greater London, United Kingdom IQ-EQ Full time

    Job OverviewThe Lead Compliance Advisor will play a pivotal role in managing and nurturing essential client partnerships, spearheading project initiatives (including client secondments, AML investor updates, and regulatory transformation projects such as IFPR and FCA assessments) while also mentoring junior team members.This position involves the proficient...


  • London, Greater London, United Kingdom IQ-EQ Full time

    Job OverviewThe Lead Compliance Advisor will independently cultivate and manage essential client partnerships, spearhead client project initiatives (including client secondments, AML investor refreshes, and regulatory transformation projects such as IFPR and FCA mock visits), and play a pivotal role in mentoring and supervising junior team members.This role...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...


  • London, Greater London, United Kingdom IQ-EQ Full time

    Job OverviewThe Lead Compliance Advisor will independently cultivate and manage essential client partnerships, spearhead client initiatives (including secondments, AML investor updates, and regulatory adaptation projects such as IFPR and FCA evaluations), and contribute to the mentoring and oversight of junior team members.This role involves the effective...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...


  • London, Greater London, United Kingdom Pioneer Selection Ltd Full time £50,000 - £60,000

    Position: Lead Safety and Compliance Advisor - Construction FocusedSalary: £50-60k (dependent on experience) + vehicle allowanceBenefits: 28 days annual leave + Healthcare + Death in Service + PensionLocation: South EnglandOur client, a prominent consultancy in the UK specializing in Health and Safety, Project Management, Asset and Property Management, and...


  • London, Greater London, United Kingdom White Space Recruitment Full time

    Position OverviewLead Compliance Architect / Senior Technical Advisor role with a prestigious design firm recognized for innovative architectureWe are pleased to announce an opportunity for a Lead Compliance Architect / Senior Technical Advisor to join a highly esteemed Architecture & Interior Design firm. This organization is celebrated for its exceptional...

  • Compliance Manager

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...

  • Compliance Manager

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...


  • London, Greater London, United Kingdom White Space Recruitment Full time

    Position OverviewLead Compliance Architect / Senior Technical Advisor role with a prestigious design firm recognized for innovative architectureWe are pleased to announce an opportunity for a Lead Compliance Architect / Senior Technical Advisor to join a highly esteemed Architecture & Interior Design firm. This organization is celebrated for its exceptional...

  • Compliance Officer

    6 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...


  • London, Greater London, United Kingdom NFP People Full time

    Governance and Compliance LeadThis is an exciting opportunity for a Governance, Compliance and Policy specialist to join a small, friendly and growing charity.Position: Governance and Compliance LeadLocation: Remote – Occasional visits to the Office in the South EastHours: 15 Hours per week, FlexibleSalary: Pro rata £13, Full time equivalent :...