Regulatory Policy Director
3 weeks ago
We are seeking a highly skilled and experienced professional to join our Control Management team as a Regulatory Policy VP. As a key member of our team, you will be responsible for the ongoing end-to-end execution of Control and Operational Risk Evaluation (CORE) and maintenance of the operational risk and control inventory in the firmwide CORE platform.
Key Responsibilities- Identify control opportunities to ensure a strong and stable operational environment with robust controls, checks, and balances.
- Perform walkthroughs with stakeholders and complete control design and performance evaluations to validate the effectiveness of key operational controls and proactively identify control gaps or breaks.
- Perform ongoing analysis of control metrics and related data for development/identification of KPI/KRIs and related triggers for continuous monitoring of control effectiveness.
- Plan, manage, and execute Control Management/CORE related projects and develop and maintain a solid knowledge of policies, procedures, and operating model as well as systems/platforms used to carry out these activities.
- Participate in end-to-end process walkthrough and deep dives with assigned business units and assist in providing support of Issue and Action Plan Management.
- Assist in providing support to examination teams for Audits, Regulatory Examinations, GFCC Reviews, etc.
- Financial service experience in controls, audit, quality assurance, risk management, or compliance.
- Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment in conjunction with business partners.
- Experience in assessing end-to-end processes to identify operational risk and determine the adequacy of controls.
- Strong interpersonal and verbal/written communication skills with the ability to present complex topics to senior management in a persuasive manner.
- Must be highly disciplined, a self-starter, and able to execute in a fast-paced, results-driven environment.
- Flexible, adaptable to shifting priorities; manage competing priorities to achieve the most effective result.
- Strong analytical and problem-solving skills including experience with driving a change agenda.
- Proficiency with MS Office (Outlook/Word/Excel/PowerPoint, Visio); advanced user knowledge of Excel and PowerPoint.
- Knowledge of data analytics automation tools such as Alteryx and Tableau.
- Experience/strong knowledge of TAX processes.
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Bournemouth, Bournemouth, United Kingdom JPMorganChase Full timeJob Title: Regulatory Policy VPAs a key member of the Risk Management and Compliance team at JPMorgan Chase, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement effective compliance programs and policies to mitigate risks and...
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