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Client Money and Assets Oversight Manager
2 months ago
We are seeking a highly experienced and skilled Client Money and Assets Oversight Manager to join our team at FXCM. The successful candidate will be responsible for managing all aspects of Client Money and Assets safeguarding for all regulated entities within the Stratos Group.
Key Responsibilities- Manage the Client Money Team on a day-to-day basis to efficiently discharge all client money responsibilities and obligations for all regulated entities.
- Work closely with the Group CFO to agree top priorities for CMA work and maintain transparency and clear communication.
- Assist in the training and development of all staff looking after Client Money in London and overseas with respect to client money support.
- Manage the review, development, and updating of existing financial systems/processes/procedures for accuracy and expediency and suggest improvements where necessary in scope of client money activity.
- Identify any gaps in CMA processes and ensure that those gaps are remediated.
- Maintain up-to-date knowledge of upcoming regulatory rule changes and ensure they are implemented as appropriate.
- Be able to provide technical advice on CASS compliance to all areas of the business and promote regulatory awareness.
- Responsibility for managing all regulated entities' client money audits, including external audit, internal audit, and Compliance Monitoring reviews.
- Respond to requests from auditors and regulators. Be the point of contact for audit partners.
- Ensure timely submission of the CMAR and other CMA-related submissions.
- Working closely with the oversight of the daily Client Money calculations, including final check and approval on occasion. This includes all regulated entities.
- Final review of minutes and MI before being distributed to Boards and Committees.
- Any ad-hoc projects and/or tasks as assigned by Senior Executive Management.
- Previous proven knowledge and experience in a similar role in a financial services organization.
- Excellent interpersonal skills and ability to work with all staff at all levels and locations within the Group.
- Ability to work under pressure, to meet personal and departmental objectives within strict deadlines.
- 10+ years of experience and knowledge of CASS governance (CASS 6 & 7).
- Experience of managing CMA audit relationships.
- High degree of numeracy and excellent written and spoken communication skills.
- High degree of computer literacy in MS Office (Excel must be advanced with ability to use look-ups and pivot tables).
- High level of attention to detail.
- Experience of managing a team of 3+ employees.
