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Market Supervision Manager Associate
1 month ago
Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. As a Market Executive Support Associate, you will play a critical role in helping the Merrill Wealth Management Market Executive achieve their business objectives and contribute to Market profitability by influencing Financial Advisor business practices in ways that minimize regulatory, financial, and reputational risks.
Key Responsibilities:
- Support the Market Executive in managing and mitigating risk, making sound decisions with a strong understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products.
- Collaborate with the Market Leadership Team to identify trends, root cause and effects, and implement improved processes to mitigate risk.
- Provide analytical skills with the ability to prioritize tasks, manage time, and organize work to meet deadlines.
- Develop and maintain strong relationships with Financial Advisors, Market Supervision Managers, and other stakeholders to ensure alignment of solutions to goals in a suitable and controlled way.
Requirements:
- Bachelor's degree or equivalent work experience.
- Minimum 3-5 years of financial services experience preferred.
Shift: 1st shift (United States of America)
Hours Per Week: 40