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Front Office Compliance Officer

2 months ago

London, Greater London, United Kingdom TP ICAP Full time
Job Description

TP ICAP is a leading provider of market infrastructure, and we are seeking a highly skilled individual to join our Front Office Risk Management team as a Front Office Risk Management Control Analyst.

Role Overview

The Front Office Risk Management Control team provides a central hub for key business part analysis, demonstrating governance and oversight for all business / functional areas within TP ICAP. Key tasks and projects include measuring policy adherence, recommending operational efficiency protocols, and tracking and implementing solutions.

Key Responsibilities
  • Act as a first point of contact for the Front Office Risk Management Control team
  • Support the Front Office Risk Management Control Officers and Head of Front Office Risk Management Control, EMEA on ongoing BAU activity and projects
  • Produce trend analysis for all asset classes and help the wider team produce regular MI and reporting
  • Track all risk events, Issues, Actions, and policy breaches across the asset classes to ensure timely escalation to the required parties
  • Partner with the Risk, Compliance & Audit functions to manage the 1LOD responsibilities relevant to the Group's ERMF, including all aspects of Operational Risk management
  • Leverage the risk management system to enhance the 1st Line of Defence MI to demonstrate effectiveness of Front Office Risk Management Control responsibilities and objectives through dashboards, reporting & key risk management tools, e.g., Control Indicators (KCI)
  • The individual will also be required to promote the key message and mission statements of the Front Office Risk Management Control objectives and promote an engaging, open, honest, and diverse work environment and team
Experience / Competences
  • Proven and self-motivated with excellent communication and influencing skills
  • A team player with a collaborative, proactive, and responsive mind-set
  • Strong personal organisational skills with the ability to deliver under pressure with tight deadlines accompanied by excellent written and oral communication skills with evidence of attention to detail
  • Keen interest in Financial Services
  • Proactive, willingness to learn and progress
  • Excellent and proven written communication skills in Microsoft Office - Word, Excel, PowerPoint, Outlook, and Visio
  • Keen interest in producing MI & analysing data
  • A-Levels (C grade plus)
Role Band & Level

Professional, 4