Financial Regulation Specialist
10 hours ago
To £££
Hays Legal is seeking an experienced fee-earner to join their highly-ranked financial regulation group for a fixed term contract of at least 4 months.
The group works with a diverse range of clients, including major banks, private banks, and wealth managers, investment firms, and intermediaries.
The team has a market-leading reputation in retail financial services, covering mortgages, loans, current accounts, pre-paid accounts, credit cards, and payment services.
The role will focus on the regulation of payments (Payment Services Regulations 2017, E-Money Regulations 2011, AML compliance, BCOBs, card scheme rules) as well as investments (COBS, MIFID, MIFIR, CASS).
The ideal candidate will have a strong understanding of financial regulation and a proven track record of delivering high-quality work.
Key Responsibilities:
- Providing regulatory advice to clients on payment services and investments
- Assisting with the development of regulatory strategies and policies
- Conducting regulatory risk assessments and implementing mitigation measures
- Collaborating with internal stakeholders to ensure compliance with regulatory requirements
Requirements:
- 7+ years of experience in financial regulation
- Strong understanding of payment services and investment regulations
- Proven track record of delivering high-quality work
- Excellent communication and interpersonal skills
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