Regulatory Affairs Manager
1 month ago
Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Connells Group is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).
As a Compliance Manager, you'll have the opportunity to lead a dynamic team, influence key business decisions, and contribute to our mission of regulatory excellence.
Key Responsibilities:- Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency
- Support and enhance the skills of the Compliance Team through targeted training initiatives
- Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks
- Analyze management information to identify and mitigate customer and business risks
- Work closely with key business areas and stakeholders to implement Connells Group's compliance strategies
- Stay updated with industry trends and compliance knowledge to support your personal development
- Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms
- Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations
If you're ready to make a significant impact and advance your career in compliance, we want to hear from you.
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