Compliance Monitoring Officer
6 days ago
Trident Trust is a leading provider of corporate, trust, and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint.
We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance Monitoring Officer to support the delivery of second-line monitoring reviews across Trident Guernsey, Jersey, and London offices.
Key Responsibilities:- Conduct Compliance Monitoring reviews in line with the approved Compliance Monitoring Plan or as requested by the Group Head of Audit, Risk & Compliance.
- Plan and research areas subject to Compliance Monitoring review, including regulatory requirements and local office policies and procedures.
- Review and complete work papers and agreed testing, documenting the results of Compliance Monitoring testing completed and providing to the Group Compliance Monitoring Manager for quality review.
- Produce Executive Summary reports of Compliance Monitoring reviews completed, appraising issues identified and the mitigating actions to be taken by management to remediate.
- Conduct follow-up activities to ensure agreed actions have been fully implemented to minimize business risks and ensure regulatory compliance.
- A minimum of 5 years' experience within a compliance-related role (preferably Compliance Monitoring) within the financial services industry or experience of trust services.
- Exposure to and understanding of AML/CTF requirements across Guernsey, Jersey, UK jurisdictions.
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