Internal Audit Specialist

1 month ago


London, Greater London, United Kingdom Illinois CPA Society Full time
Internal Audit Specialist - Investment Banking

Our client, a leading Investment Bank, is seeking a highly skilled Internal Audit Specialist to join their team on a contract basis.

Key Responsibilities:
  • Conduct periodic reviews of investment banking products and thematic reviews to ensure effective control design and operating effectiveness.
  • Develop strong relationships with senior Front Office management to ensure they understand their risks and have controls in place to manage those risks.
  • Challenge the completion of operational risk and control self-assessments.
  • Review the resolution of identified issues and ensure actions taken are suitable and sustainably implemented.
  • Collaborate with the Front Office Supervisor team to provide opinions and views on the status of controls in various asset classes.
Key Requirements:
  • ACCA / CIMA / ACA qualified.
  • Strong understanding of Markets (traded products) and Investment Banking products within a major financial institution.
  • Knowledge of modern governance, risk, and control assessment techniques.
  • Experience in front office supervisor roles, COO roles, internal audit, operational risk management, or related disciplines in the financial services industry.
  • Excellent networking and senior stakeholder management skills, with the ability to negotiate and influence effectively.
  • Strong organization, planning, and project management abilities.
  • Full understanding of key market, credit, and operational risks operating across each main asset class in a major trading floor and IBD business.
  • Excellent communication abilities, with well-developed report writing and presentational skills.


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