Compliance and Regulatory Risk Manager

7 days ago


Shaftesbury, Dorset, United Kingdom Thrive group Full time
Job Description

Thrive Trowbridge is delighted to be working with our prestigious client based in the Shaftesbury area who are recruiting for a Risk and Compliance Manager (legal) on a permanent basis.

Key Responsibilities:

  • Compliance and financial risk management within the firm.
  • Day-to-day compliance management, mitigating and managing risk.
  • Ensuring regulatory obligations are upheld and professional practice standards remain compliant.
  • Designing and implementing policies and procedures.
  • Compliance reporting.
  • Management of the Firm's Quality marks.
  • Previous compliance and risk management within the legal sector is essential.
  • Knowledge of SAR and AML as well as other relevant legal, financial and data protection legislation and frameworks.
  • Proficiency in MS Office and practice management systems is also essential.

What We Offer:

  • Competitive salary.
  • Monday to Friday full-time.
  • Generous holiday entitlement and health cover.
  • Immediate start available.


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