Compliance and Regulatory Risk Manager
7 days ago
Thrive Trowbridge is delighted to be working with our prestigious client based in the Shaftesbury area who are recruiting for a Risk and Compliance Manager (legal) on a permanent basis.
Key Responsibilities:
- Compliance and financial risk management within the firm.
- Day-to-day compliance management, mitigating and managing risk.
- Ensuring regulatory obligations are upheld and professional practice standards remain compliant.
- Designing and implementing policies and procedures.
- Compliance reporting.
- Management of the Firm's Quality marks.
- Previous compliance and risk management within the legal sector is essential.
- Knowledge of SAR and AML as well as other relevant legal, financial and data protection legislation and frameworks.
- Proficiency in MS Office and practice management systems is also essential.
What We Offer:
- Competitive salary.
- Monday to Friday full-time.
- Generous holiday entitlement and health cover.
- Immediate start available.
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Shaftesbury, Dorset, United Kingdom Compliance Wise Full time{"title": "Compliance and Regulatory Risk Manager", "content": "Job SummaryCompliance Wise is seeking a highly skilled Compliance and Regulatory Risk Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant laws and regulations.Key ResponsibilitiesDevelop and...
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Shaftesbury, Dorset, United Kingdom Compliance Wise Full time{"title": "Compliance and Regulatory Risk Manager", "content": "Job SummaryCompliance Wise is seeking a highly skilled Compliance and Regulatory Risk Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant laws and regulations.Key ResponsibilitiesDevelop and...
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Shaftesbury, Dorset, United Kingdom Compliance Wise Full time{"title": "Compliance and Regulatory Risk Manager", "content": "Job SummaryCompliance Wise is seeking a highly skilled Compliance and Regulatory Risk Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant laws and regulations.Key ResponsibilitiesDevelop and...
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Shaftesbury, Dorset, United Kingdom Compliance Wise Full time{"title": "Compliance and Regulatory Risk Manager", "content": "Job SummaryCompliance Wise is seeking a highly skilled Compliance and Regulatory Risk Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant laws and regulations.Key ResponsibilitiesDevelop and...
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