Compliance and Monitoring Officer

3 days ago

Stirling, Stirling, United Kingdom M&G plc Full time
Job Title: Compliance and Monitoring Officer

M&G plc is seeking a highly skilled Compliance and Monitoring Officer to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in accordance with regulatory requirements and industry standards.

Key Responsibilities:
  1. Deliver high-quality Compliance monitoring activities across the M&G business, including regular testing, thematic reviews, and desk-based sample reviews.
  2. Lead and assist reviews as required by the Compliance Monitoring Manager, ensuring that all activities are planned and targeted effectively.
  3. Consult with Compliance Advisory teams and Risk teams to ensure that review planning is informed by regulatory requirements, breaches, complaints, Operational Risk MI, and KPI information.
  4. Undertake testing, recording monitoring testing, findings, and agreed actions using the compliance monitoring workflow tool.
  5. Ensure that issues identified are addressed through appropriate mitigating actions, tracked through to completion, and reported to the business.
Requirements:
  1. Good planning and organizing skills, reflecting a proactive approach.
  2. Strong business intelligence and analytics skills.
  3. Awareness and understanding of the wider business, economic, regulatory, and market environment in which M&G plc operates.
  4. Knowledge of the wider global financial services sector.
  5. Understanding of Compliance Monitoring within a global asset management business.
What We Offer:

M&G plc is committed to creating a diverse and inclusive workplace. We offer a range of benefits, including flexible working arrangements, workplace accommodations, and opportunities for professional development.

We are an equal opportunities employer and welcome applications from all qualified candidates. If you are passionate about Compliance and Monitoring, and have the skills and experience required for this role, we encourage you to apply.

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