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About the Role
We are seeking a highly skilled and experienced Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team at 0840 Deutsche Bank Aktiengesellschaft, Filiale London. As a key member of our team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.
Key Responsibilities
- Support the Principal Audit Manager in planning, executing, and reporting the results of internal audits of controls over predominantly Electronic Trading related risks and controls.
- Lead audit assignments, understand the importance of project management, draft audit findings/reports for review by audit management, facilitate tracking of findings, and validate closure of findings.
- Undertake all aspects of audit fieldwork in line with the agreed audit approach, including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively independently, and documenting audit work in accordance with Group Audit's methodology and standards.
- Execute day-to-day operational audit work and contribute to the delivery of audits.
- Complete assigned audit work, including ad hoc projects and special investigations in line with agreed budgets.
- Partner with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls.
Requirements
- IT auditor with front-to-back Investment bank experience and someone who is able to build a bridge between IT risks and controls and market conduct risks and how they could manifest themselves in Algo Trading environments.
- Significant external or internal auditing experience and ideally in Investment Banking in Electronic Trading Space or FX, Equities, and Rates asset classes where the candidate has worked on Electronic/Algorithmic Trading Audits or covered some of the aspects of these businesses.
- Ability to read simple codes for electronic offerings such as SQL and Python.
- Project management and planning skills.
- Strong communication and presentation skills.
- Professional credentials, including degree-level education and a relevant professional qualification, but not mandatory (e.g., ACA/CFA/MBA/FRM).
About Us
At 0840 Deutsche Bank Aktiengesellschaft, Filiale London, we are committed to providing an environment that supports the development and wellbeing of our employees. We offer a range of benefits, including hybrid working arrangements, competitive salary, non-contributory pension, and a culture of continuous learning to aid progression.