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Compliance Officer and Money Laundering Reporting Officer

2 months ago

London, Greater London, United Kingdom Fintech-Rec Group Ltd Full time
About the Role

We are seeking a highly skilled Compliance Officer and Money Laundering Reporting Officer (MLRO) to join our team at Fintech-Rec Group Ltd. As a key member of our Senior Management Team, you will play a crucial role in helping us fight financial crime and manage regulatory requirements.

As Compliance Officer and MLRO, you will be responsible for leading our Compliance Function and ensuring that our business operates in accordance with all relevant laws and regulations. This includes maintaining and developing our Compliance Framework, managing risk, and ensuring that all regulatory reporting is accurate and complete.

Key Responsibilities
  • Maintain and develop the firm's Compliance Framework of Policies, Procedures, Systems, and Controls to ensure compliance with regulatory requirements and risk appetite.
  • Manage and develop the firm's Risk-Based Approach through the Whole Firm Risk Assessment and Client Risk Assessment, identifying and assessing new and emerging Money Laundering risks to business and their relevant mitigations.
  • Ensure the firm's ongoing compliance with current legislation and regulation, and new legislation and regulation as and when it becomes relevant.
  • Ensure all regulatory reporting is accurate, complete, and submitted promptly, and act as the primary contact for all contact with regulatory and law enforcement bodies.
  • Receive and investigate all internal Suspicious Activity Reports (SAR) raised, and if appropriate, raise externally with the National Crime Agency (NCA) in a timely manner.
  • Conduct Due Diligence reviews and client approvals on all new clients and on a periodic basis of existing clients.
  • Monitor, review, and approve transactions identified for review, and set client trade limits.
  • Produce regular Compliance Reports and represent the Compliance Function at Senior Management Meetings.
  • Develop and maintain the Compliance Monitoring Plan to monitor ongoing effectiveness of the Compliance Framework, including management of compliance audits.
  • Ensure all staff receive relevant and regular training in relation to Money Laundering and their relevant responsibilities, including management of training materials and training log.
  • Manage Political Exposed Person (PEP) and Sanctions exposure within the business client base and transaction.
Requirements
  • 1+ years' experience as MLRO or Compliance Officer or 2+ years' experience as Deputy MLRO or Compliance Manager.
  • Experience within the payment and/or FX industry.
  • Strong knowledge of the UK legislative and regulatory environment and requirements, e.g. Payment Service Regulations, Money Laundering Regulations, etc.
  • Right to live and work in the UK is essential.
  • Motivated, organised, and able to multitask.
  • Good communicator to other business functions and senior management.
  • Suitable to undergo Fit and Proper Person checks, e.g. no unspent convictions.
  • Bonus if you have an external AML qualification, e.g. ICA or ACAMs.
Benefits

We offer a great opportunity to develop your AML and wider compliance knowledge, a base salary up to £170,000, great work-life balance, and a friendly and experienced team to work with. We also offer a contributory pension and a range of other benefits.