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Compliance Officer and Money Laundering Reporting Officer

2 months ago

London, Greater London, United Kingdom Fintech-Rec Group Ltd Full time
About the Role

We are seeking a highly skilled Compliance Officer and Money Laundering Reporting Officer (MLRO) to join our team at Fintech-Rec Group Ltd. As a key member of our Senior Management Team, you will play a crucial role in ensuring our company's compliance with regulatory requirements and mitigating financial crime risks.

Key Responsibilities
  • Compliance Framework - Develop and maintain our Compliance Framework, including policies, procedures, systems, and controls, to ensure they align with regulatory requirements and our company's risk appetite.
  • Risk-Based Approach - Manage and develop our Risk-Based Approach through the Whole Firm Risk Assessment and Client Risk Assessment, identifying and assessing new and emerging Money Laundering risks to our business and their relevant mitigations.
  • Regulatory Compliance - Ensure our company's ongoing compliance with current legislation and regulation, and new legislation and regulation as and when it becomes relevant.
  • Regulatory Reporting - Ensure all regulatory reporting is accurate, complete, and submitted promptly, and act as the primary contact for all contact with regulatory and law enforcement bodies.
  • Suspicious Activity - Receive and investigate all internal Suspicious Activity Reports (SAR) raised and, if appropriate, raise externally with the National Crime Agency (NCA) in a timely manner.
  • Onboarding and Ongoing Monitoring - Conduct Due Diligence reviews and client approvals on all new clients and on a periodic basis of existing clients.
  • Transaction Monitoring - Monitor, review, and approve transactions identified for review and set client trade limits.
  • Governance - Produce regular Compliance Reports and represent the Compliance Function at Senior Management Meetings.
  • Compliance Monitoring - Develop and maintain the Compliance Monitoring Plan to monitor the ongoing effectiveness of the Compliance Framework, including management of compliance audits.
  • Training - Ensure all staff receive relevant and regular training in relation to Money Laundering and their relevant responsibilities, including management of training materials and training logs.
  • Risk-Based Approach - Manage Political Exposed Person (PEP) and Sanctions exposure within our business client base and transactions.
Requirements
  • 1+ years' experience as MLRO or Compliance Officer or 2+ years' experience as Deputy MLRO or Compliance Manager.
  • Experience within the payment and/or FX industry.
  • Strong knowledge of the UK legislative and regulatory environment and requirements, e.g. Payment Service Regulations, Money Laundering Regulations, etc.
  • Right to live and work in the UK is essential.
  • Motivated, organised, and able to multitask.
  • Good communicator to other business functions and senior management.
  • Suitable to undergo Fit and Proper Person checks, e.g. no unspent convictions.
  • Bonus if you have an external AML qualification, e.g. ICA or ACAMs.
Benefits

We offer a competitive base salary up to £170,000, great work-life balance, and a friendly and experienced team to work with. Our office is located in Canary Wharf, and we provide a contributory pension scheme.