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Compliance Officer
2 months ago
**Compliance Manager** at Broadgate
We are seeking a highly skilled Compliance Manager to join our team at Broadgate. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.
Key Responsibilities
- Lead on regulatory compliance changes and requirements, providing expert advice to the business.
- Develop and review internal policies and procedures to ensure compliance with regulatory standards.
- Manage SMCR applications and ensure that all stakeholders are informed and up-to-date.
- Communicate effectively with colleagues at all levels, providing clear and concise information on compliance matters.
Requirements
- Proven experience in policy reviews, regulatory compliance, and BAU tasks within a Financial Services environment.
- Specialist knowledge of SMCR and its application in a compliance context.
- Excellent communication and organizational skills, with the ability to work effectively in a team.
About Broadgate
Broadgate is a leading organization in the Mortgages space, with a strong commitment to regulatory compliance. We offer a dynamic and supportive work environment, with opportunities for professional growth and development.