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About Marex
Marex Group plc operates as a comprehensive global financial services entity, delivering crucial liquidity, market access, and infrastructure solutions to clients across the energy, commodities, and financial sectors. With a presence in over 35 locations worldwide, Marex possesses exceptional market access and a significant global footprint, both on and off exchanges. The extensive expertise within its teams and divisions offers clients a distinct competitive edge, while its technology-driven services ensure seamless access to major exchanges, effective order-flow management through various channels, and award-winning data, insights, and analytics.
Role Overview
This role is centered on refining and executing the firm's Market Abuse Risk Assessment, ensuring compliance with regulatory benchmarks and providing the Group Head of Compliance and senior management with a comprehensive overview of market abuse risks faced by the firm.
Key Responsibilities
Utilize your expertise to enhance and implement the Market Abuse Risk Assessment process, which includes:
- Developing the Market Abuse risk taxonomy and associated risk scenarios.
- Collecting data on business lines to facilitate informed evaluations of their activities, including relevant products, systems, markets, and exchanges.
- Identifying, articulating, and mapping relevant controls owned by first and second lines for each business unit.
- Assisting in the evaluation of these controls and associated risks.
- Ensuring timely delivery of Management Information (MI).
- Coordinating and managing the MARA process through to completion.
- Building strong collaborative relationships within Compliance and the business to ensure high-quality outputs of the MARAs.
- Providing stakeholders with regular updates on assurance activities, including key findings and recommendations.
- Supporting the Head of Compliance Assurance with ad-hoc compliance-related tasks such as regulatory inquiries and investigations.
- Collaborating with key stakeholders in the business and risk & control functions to ensure a cohesive approach to risk assessments.
Required Competencies
- Exceptional verbal and written communication skills.
- In-depth knowledge of Financial and Energy products and services.
- Integrity and honesty in dealings with internal and external parties.
- Proactive and forward-thinking mindset.
- A collaborative team player who fosters a positive work environment.
- Ability to take significant responsibility in a fast-paced, high-volume setting.
- Skilled in building and maintaining relationships, networking, and influencing others.
- Strategic collaborator with foresight and agility, capable of anticipating future challenges to ensure operational effectiveness.
Qualifications and Experience
- At least 10 years of experience in Compliance Surveillance, Monitoring, Assurance, Advisory, or Audit roles within a UK regulated financial institution, including substantial experience in designing and managing risk assessments.
- Subject matter expertise in market abuse regulations applicable to Marex.
- Familiarity with various asset classes, including Structured Products, Exchange Traded Derivatives, OTC Derivatives, and global exchanges and markets.
- Comprehensive understanding of compliance regulations and methodologies for risk assessments and assurance activities.
- Proactive problem-solver, self-motivated, and resilient in a dynamic environment.
- Able to manage multiple tasks and prioritize effectively to deliver high-quality results under tight deadlines.
- Outstanding written, verbal, and interpersonal communication skills.
Conduct Standards
As a professional, you are expected to:
- Act with integrity.
- Exercise due skill, care, and diligence.
- Maintain openness and cooperation with regulatory bodies.
- Consider the interests of clients and treat them fairly.
- Uphold high standards of market conduct.
- Strive to achieve positive outcomes for retail clients.
Company Values
As a representative of Marex, you are expected to embody the company's values:
Respect - Clients are central to our operations, and we prioritize superior execution and exceptional client service.
Integrity - Conducting business ethically is paramount; we hold ourselves to high standards.
Collaboration - Effective teamwork relies on open communication and a commitment to working together.
People Development - Our workforce is our competitive edge; we aim to cultivate talent within the organization.
Adaptability - Our size and flexibility allow us to meet diverse client needs while responding swiftly to changes.
Marex is dedicated to fostering a diverse workforce and eliminating discrimination.
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