Compliance Monitoring Specialist
4 weeks ago
LHH Recruitment Solutions is seeking a skilled Compliance Monitoring professional to join our client's team in the Pensions industry.
Key Responsibilities:- Undertake regulatory monitoring, focusing on FCA and Pension regulations, internal standards, and measurement of fair outcomes for customers.
- Provide regulatory guidance, particularly in relation to Pension/SIPP matters, and stay up-to-date with regulatory changes.
- Work with the Compliance Manager to develop and track the Compliance Monitoring Plan.
- Develop Terms of Reference/Scope documents for assigned reviews, conducting fact-finding exercises to identify key risks and controls.
- Deliver regular, timely, and concise written reports summarising findings, including recommendations for addressing weaknesses.
- Provide verbal feedback to operational areas, including senior management, in respect of review findings.
- Ensure completeness of evidence gathered and maintain a clear record of testing, on which findings and conclusions are based.
- Track and report on the progress of remedial actions, and guide management in implementing necessary improvements.
This is an excellent opportunity to contribute to the success of a dynamic and reputable company in the Pensions industry.
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Compliance Monitoring Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring Role **About the Role** We are seeking a talented Compliance Monitoring professional to join our client's team in the Pensions industry. As a key member of the Compliance team, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards. **Responsibilities** * Undertake regulatory...
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Compliance Monitoring Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring Role **About the Role** We are seeking a talented Compliance Monitoring professional to join our client's team in the Pensions industry. As a key member of the Compliance team, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards. **Responsibilities** * Undertake regulatory...
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Compliance Monitoring Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring RoleWe are seeking a talented Compliance Monitoring professional to join our team at LHH Recruitment Solutions. As a Compliance Monitoring professional, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Responsibilities:Undertake regulatory monitoring, focusing primarily on FCA...
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Compliance Monitoring Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring RoleWe are seeking a talented Compliance Monitoring professional to join our team at LHH Recruitment Solutions. As a Compliance Monitoring professional, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Responsibilities:Undertake regulatory monitoring, focusing primarily on FCA...
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Compliance Monitoring Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring - PensionsLHH Recruitment Solutions is seeking a talented Compliance Monitoring professional to join their team. As a key member of the organization, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Key Responsibilities:Undertake regulatory monitoring, focusing on FCA and...
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Compliance Monitoring Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring - PensionsLHH Recruitment Solutions is seeking a talented Compliance Monitoring professional to join their team. As a key member of the organization, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Key Responsibilities:Undertake regulatory monitoring, focusing on FCA and...
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Compliance Monitoring Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring RoleLHH Recruitment Solutions is seeking a talented Compliance Monitoring professional to join their team. As a key member of the organization, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Key Responsibilities:Undertake regulatory monitoring, focusing on FCA and Pension...
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Compliance Monitoring Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom LHH Recruitment Solutions Full timeCompliance Monitoring RoleLHH Recruitment Solutions is seeking a talented Compliance Monitoring professional to join their team. As a key member of the organization, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.Key Responsibilities:Undertake regulatory monitoring, focusing on FCA and Pension...
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Compliance Monitoring and Testing Specialist
1 month ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Compliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the...
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Compliance Monitoring and Testing Specialist
1 month ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Compliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the...
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Compliance Monitoring and Testing Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeCompliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...
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Compliance Monitoring and Testing Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeCompliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...
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Compliance Monitoring and Testing Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeCompliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...
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Compliance Monitoring and Testing Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeCompliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...
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Compliance Monitoring and Testing Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Compliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the...
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Compliance Monitoring and Testing Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Compliance Monitoring and Testing OfficerAbout the Role:We are seeking an experienced Compliance Monitoring and Testing Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the...
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Compliance Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeCompliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...
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Compliance Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeCompliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...
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Compliance Monitoring Officer
4 days ago
Horsham, West Sussex, United Kingdom Schroders Full timeOur Operations Compliance Team is seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business. The ideal candidate will have experience within a Compliance Monitoring or Audit role, including knowledge of Compliance monitoring tools and...
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Compliance and Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Full timeCompliance and Monitoring OfficerAs part of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business with a focus on the activities of our Pension (SIPP) operations.Key ResponsibilitiesUndertake...