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Regulatory Affairs Officer
2 months ago
Key Responsibilities:
- Engage with Compliance and various departments to perform assessments of regulatory modifications.
- Recognize regulatory updates and effectively relay these changes to the organization.
- Generate and disseminate briefings on critical regulatory updates.
- Keep executive leadership apprised of regulatory patterns and insights through consistent reporting to committees and as needed.
- Ensure the organization is adequately represented in pertinent industry body working groups.
- Facilitate internal feedback on draft regulations for submission to industry organizations and regulatory authorities as necessary.
- Lead and coordinate a monthly Regulatory Impact Meeting to monitor and discuss recent regulatory changes with key personnel from various departments, including senior leadership, covering all operational jurisdictions.
- Participate in and contribute to internal discussions related to sustainability initiatives within the organization.
Required Skills:
- Proven experience in a regulatory change capacity.
- A minimum of 3 years of compliance experience within the UK asset management sector.
- Comprehensive understanding of the investment management landscape and financial services.
- Expertise in investment products, change management techniques, and report generation.
- Strong familiarity with UK and EU regulations pertinent to the asset management sector.
- Experience with regulations and standards related to sustainability applicable to asset managers and publicly listed companies.
Company Commitment:
In alignment with our company values, we strive for equity throughout the recruitment process. We encourage candidates to inform us of any accommodations needed to enhance accessibility.