Regulatory Reporting Oversight Specialist

3 weeks ago


London, Greater London, United Kingdom Mason Blake Full time
Regulatory Reporting Oversight Analyst

Mason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.

About the Role:

The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing relationships with service vendors.

Key Responsibilities:

  • Review and strengthen the regulatory reporting process to ensure compliance with MiFID II and EMIR regulations
  • Oversight of delegated reporting to ensure accuracy and timeliness
  • Management of service vendors to ensure high-quality service delivery
  • Production of regulatory reports in connection with MiFID II and EMIR
  • Ensuring accurate regulatory reporting requirements are met in accordance with tight deadlines
  • Resolving issues with third-party vendors and managing their expectations
  • Process improvements and making operational efficiencies
  • Working closely with the Head of Department on regulatory report production
  • Ad hoc regulatory change projects

Requirements:

  • Proven experience within regulatory reporting, particularly in MiFID
  • At least 4 years' work history within asset management
  • Strong working knowledge of Excel
  • Work experience in operational oversight
  • Action-orientated and a driver of change
  • Effective communication skills to manage third parties

About Mason Blake:

Mason Blake is an equal opportunities employer and welcomes applications from all qualified candidates. We are committed to providing a diverse and inclusive work environment.



  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...


  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...


  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...


  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...

  • Compliance Specialist

    2 weeks ago


    London, Greater London, United Kingdom Investigo Full time

    Job Title: Compliance Specialist - Regulatory OversightThe Compliance Specialist - Regulatory Oversight role supports the development of the Compliance oversight model of the Corporate Compliance Team. This position will work closely with team members and other colleagues within Compliance to ensure efficient, effective, and consistent Compliance support and...


  • London, Greater London, United Kingdom Investigo Full time

    Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job DescriptionAttribution Search is seeking a skilled Regulatory Reporting Specialist to support a global Asset Management firm in London. The role involves daily regulatory reporting obligations, control and oversight, monthly client deliverables, and quarterly regulatory filings.Daily Duties:Performing daily transaction reporting processes.Investigating...


  • London, Greater London, United Kingdom Quilter Full time

    About the RoleAs a Regulatory Oversight Specialist at Quilter, you will play a crucial part in delivering regulatory oversight to appointed representative firms. Your primary responsibility will be to identify and resolve customer, regulatory, reputational, and operational risks, which are key components in establishing an effective control function.You will...


  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...


  • London, Greater London, United Kingdom Mason Blake Full time

    Regulatory Reporting Oversight AnalystMason Blake is seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.About the Role:The successful candidate will be responsible for overseeing the regulatory reporting process, ensuring accurate and timely reporting requirements are met, and managing...


  • London, Greater London, United Kingdom Mason Blake Full time

    Our client, a leading player in the asset management sector, is seeking a Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.The successful candidate will be responsible for reviewing and strengthening the regulatory reporting process, overseeing delegated reporting, and managing the relationship with service...


  • London, Greater London, United Kingdom Quilter Full time

    About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver regulatory oversight to appointed representative firms. The identification and resolution of customer, regulatory, reputational, and...


  • London, Greater London, United Kingdom Royal Bank of Canada> Full time

    Job SummaryThis role will provide hands-on experience within the regulatory reporting team on daily regulatory reporting obligations, control and oversight, monthly client deliverables and quarterly regulatory filings under a broad range of regulations in multiple jurisdictions.Key ResponsibilitiesPerform daily transaction reporting processes across a number...


  • London, Greater London, United Kingdom Royal Bank of Canada> Full time

    Job SummaryThis role will provide hands-on experience within the regulatory reporting team on daily regulatory reporting obligations, control and oversight, monthly client deliverables and quarterly regulatory filings under a broad range of regulations in multiple jurisdictions.Key ResponsibilitiesPerform daily transaction reporting processes across a number...


  • London, Greater London, United Kingdom Royal Bank of Canada> Full time

    Job SummaryThis role provides an opportunity to work within the regulatory reporting team, focusing on daily regulatory reporting obligations, control, and oversight, as well as monthly client deliverables and quarterly regulatory filings under various regulations in multiple jurisdictions.Key ResponsibilitiesPerform daily transaction reporting processes...


  • London, Greater London, United Kingdom Royal Bank of Canada> Full time

    Job SummaryThis role provides an opportunity to work within the regulatory reporting team, focusing on daily regulatory reporting obligations, control, and oversight, as well as monthly client deliverables and quarterly regulatory filings under various regulations in multiple jurisdictions.Key ResponsibilitiesPerform daily transaction reporting processes...


  • London, Greater London, United Kingdom Attribution Search Full time

    Regulatory Reporting AnalystJoin a global Asset Management firm in London as a Regulatory Reporting Analyst, supporting a team covering the full regulatory lifecycle. Key responsibilities include daily regulatory reporting obligations, control and oversight, monthly client deliverables, and quarterly regulatory filings.Daily Duties:Perform daily transaction...


  • London, Greater London, United Kingdom Attribution Search Full time

    Regulatory Reporting AnalystJoin a global Asset Management firm in London as a Regulatory Reporting Analyst, supporting a team covering the full regulatory lifecycle. Key responsibilities include daily regulatory reporting obligations, control and oversight, monthly client deliverables, and quarterly regulatory filings.Daily Duties:Perform daily transaction...


  • London, Greater London, United Kingdom Attribution Search Full time

    Regulatory Reporting Analyst RoleAttribution Search is seeking a skilled Regulatory Reporting Analyst to support a global Asset Management firm in London. The successful candidate will be part of a team responsible for the full regulatory lifecycle, including daily reporting obligations, control and oversight, monthly client deliverables, and quarterly...


  • London, Greater London, United Kingdom Attribution Search Full time

    Regulatory Reporting Analyst RoleAttribution Search is seeking a skilled Regulatory Reporting Analyst to support a global Asset Management firm in London. The successful candidate will be part of a team responsible for the full regulatory lifecycle, including daily reporting obligations, control and oversight, monthly client deliverables, and quarterly...