Financial Services Regulatory Expert

3 weeks ago


London, Greater London, United Kingdom RSM Full time

RSM is a leading audit, tax, and consulting firm dedicated to becoming the premier advisor to middle-market businesses globally.

We are seeking a highly motivated and experienced Associate Director to join our Risk Assurance team specializing in Financial Services. This role offers an exceptional opportunity to contribute to a dynamic and growing practice while working with high-profile organizations.

Your Responsibilities:

  • Lead and manage a team of professionals delivering top-tier regulatory advice and guidance to clients within the Financial Services sector.
  • Conduct comprehensive risk assessments, financial crime prevention strategies, and compliance monitoring programs for clients.
  • Oversee client projects, ensuring timely delivery and adherence to regulatory requirements.
  • Engage with stakeholders at all levels, fostering strong relationships and providing insightful solutions.
  • Contribute to business development activities, identifying new opportunities and expanding our client base within the Financial Services market.

Your Qualifications:

  • A bachelor's degree or equivalent in a relevant field.
  • Proven experience working in a regulatory practice, specifically within the Financial Services industry.
  • Exceptional interpersonal and communication skills, with the ability to effectively interact with clients, colleagues, and senior management.
  • Strong analytical and problem-solving abilities, coupled with a keen attention to detail.
  • A proactive and results-oriented approach, with a commitment to delivering high-quality services.


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