VP - Compliance and Risk Management

3 weeks ago

London, Greater London, United Kingdom Profectus Recruitment Full time
Compliance Excellence

Profectus Recruitment is working with a global fintech organisation looking for a VP of Compliance. This position will suit a Chief Compliance Officer, Head of Compliance, or Director of Compliance. You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week.

Key Responsibilities
  • Provide comprehensive compliance guidance to align business operations with regulatory standards for the Group and its subsidiaries.
  • Monitor Regulatory Changes - Stay alert to new and proposed legislation, updating internal policies and procedures promptly to stay compliant.
  • Manage Compliance Risks - Identify, assess, and strategise on mitigating compliance risks, sharing detailed risk reports to address challenges proactively.
  • Foster Collaborative Compliance - Work with the global Compliance teams to strengthen and ensure consistent compliance efforts.
  • Build Regulatory Relationships - Act as a liaison with regulatory authorities and industry standards organisations to foster effective communication and cooperation.
  • Strategic Compliance Planning - Develop and implement strategies for monitoring compliance, conducting audits, and revising the annual compliance work plan.
Requirements
  • A degree in finance, law, banking, or a relevant field.
  • Over 15 years of experience in compliance.
  • Expertise in corporate governance, AML, investment or payment services regulations, crypto asset regulatory frameworks, and relevant legislation.
  • Experience interacting with regulatory bodies.
  • Strong understanding of legal requirements and controls.
  • Excellent spoken and written English communication skills.
What We Offer

This company is looking to offer an excellent salary DOE with a competitive benefits package.

  • VP of Risk and Compliance

    2 months ago

    London, Greater London, United Kingdom Wenham Carter Group Full time

    We are partnering with a leading account-to-account payment provider to help them find their next VP of Risk and Compliance.Job Title: Vice President of Risk and ComplianceLocation: RemoteSalary: £125,000 - £150,000 per annum (plus benefits)Employment Type: Full-Time**Key Responsibilities**Lead the management and implementation of the company's payments...

  • VP of Risk and Compliance

    2 months ago

    London, Greater London, United Kingdom Wenham Carter Group Full time

    We are partnering with a leading account-to-account payment provider to help them find their next VP of Risk and Compliance.Job Title: Vice President of Risk and ComplianceLocation: RemoteSalary: £125,000 - £150,000 per annum (plus benefits)Employment Type: Full-Time**Key Responsibilities**Lead the management and implementation of the company's payments...

  • VP, Tech Risk Management

    4 weeks ago

    London, Greater London, United Kingdom Anglo American Full time

    Job Title: VP, Tech Risk ManagementDe Beers Group is seeking a highly skilled and experienced professional to lead the development of a polished diamond platform and system to ensure accurate diamond pricing. The successful candidate will have a strong background in data analytics, compliance, and risk management.Key Responsibilities:Analyze polish...

  • VP, Tech Risk Management

    4 weeks ago

    London, Greater London, United Kingdom Anglo American Full time

    Job Title: VP, Tech Risk ManagementDe Beers Group is seeking a highly skilled and experienced professional to lead the development of a polished diamond platform and system to ensure accurate diamond pricing. The successful candidate will have a strong background in data analytics, compliance, and risk management.Key Responsibilities:Analyze polish...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Senior Compliance Monitoring RoleWe are seeking a seasoned professional to join our Compliance Professionals team as a Senior Compliance Monitoring expert. This role will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop and implement...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Senior Compliance Monitoring RoleWe are seeking a seasoned professional to join our Compliance Professionals team as a Senior Compliance Monitoring expert. This role will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop and implement...

  • Compliance Risk Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Analyst Job DescriptionOur client, a leading Asset Manager based in London, is seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key Responsibilities:Oversee and manage Front Office Systems to ensure compliance with regulatory requirements.Monitor and update Wall crossings and Front Office System lists to maintain...

  • Compliance Risk Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Analyst Job DescriptionOur client, a leading Asset Manager based in London, is seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key Responsibilities:Oversee and manage Front Office Systems to ensure compliance with regulatory requirements.Monitor and update Wall crossings and Front Office System lists to maintain...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager – Financial Crime PreventionOur client is a multinational Corporate and Retail banking company based in the City, seeking a Compliance Manager – Financial Crime Prevention to join their team on a permanent basis.Key Responsibilities:Develop and maintain a thorough understanding of relevant financial crime regulatory rules, anti-money...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager – Financial Crime PreventionOur client is a multinational Corporate and Retail banking company based in the City, seeking a Compliance Manager – Financial Crime Prevention to join their team on a permanent basis.Key Responsibilities:Develop and maintain a thorough understanding of relevant financial crime regulatory rules, anti-money...

  • Compliance Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager - Financial Crime PreventionOur client, a leading Corporate and Retail banking company, is seeking a highly skilled Compliance Manager to join their team on a permanent basis. As a key member of the Financial Crime Prevention Team, you will play a critical role in ensuring the bank's activities are conducted in accordance with regulatory...

  • AML Compliance Risk Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...

  • AML Compliance Risk Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...

  • Head of Compliance and Risk Management

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management Expert to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for developing and maintaining policies and procedures related to Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CTF).Key...

  • Head of Compliance and Risk Management

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management Expert to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for developing and maintaining policies and procedures related to Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CTF).Key...