Financial Crime Compliance Manager

4 weeks ago

London, Greater London, United Kingdom Royal Bank of Canada> Full time

Position Overview

Role Summary

What is the opportunity?

In this role, you will oversee the management of financial crime risks, which encompass money laundering, terrorist financing, economic sanctions, and corruption. Your responsibilities will include advising, monitoring, and investigating compliance with applicable laws, regulatory requirements, and industry best practices. This position will involve conducting investigations, contributing to the enhancement of transaction monitoring systems, and providing AML advisory support to the Wealth Management division.

Key Responsibilities

  • Facilitate the management of AML investigations to ensure compliance with all regulatory and legislative mandates.
  • Conduct thorough AML investigations for the Wealth Management division.
  • Examine alerts related to Transaction Monitoring, Sanctions, and Name Screening.
  • Assist in responding to inquiries from Regulatory Authorities and Law Enforcement Agencies concerning AML, TF, ES, and ABAC, including compliance with Court Production Orders.
  • Provide AML guidance and support to Front Office, Compliance, Legal, Operations, and other departments to mitigate financial crime risks.
  • Enhance management reporting to help the organization assess and improve its Financial Crime framework and report findings to Senior Management and external authorities as necessary.
  • Collaborate with AML Policy & Reporting and Global FIU teams to develop Financial Crime Typologies and deliver relevant training and educational materials.
  • Support various AML investigation projects as needed.

Qualifications for Success

Essential Skills

  • Strong understanding of the UK AML/CTF, Economic Sanctions, and ABAC regulatory landscape.
  • Familiarity with the UK Proceeds of Crime Act, Terrorism Act, and UK Bribery Act, along with FCA SYSC requirements.
  • Experience in conducting money laundering and terrorist financing investigations within law enforcement or financial institutions.
  • General knowledge of international AML/CTF, Economic Sanctions, and ABAC regulations.
  • Proficient in MS Office applications.
  • Exceptional written and verbal communication skills.
  • Strong analytical and investigative abilities.
  • Capability to articulate financial crime risks in specific cases and in a broader context.

Preferred Qualifications

  • A degree in a relevant field is preferred.
  • Possession or pursuit of a relevant professional qualification (e.g., ICA Diploma) is advantageous.

What We Offer

At RBC, we are committed to fostering an environment that encourages growth and collaboration. We prioritize the well-being of our employees and the communities we serve. Our comprehensive Total Rewards Program includes:

  • Competitive compensation and bonuses.
  • Supportive leadership focused on your development through coaching and opportunities.
  • Collaboration with top professionals in the industry.
  • Opportunities to make a meaningful impact.
  • A dynamic, collaborative, and high-performing team environment.
  • A world-class training program in financial services.
  • Flexible working arrangements.

Core Competencies

Anti Money Laundering Training, Business Acumen, Communication, Decision Making, Financial Regulation, Relationship Management, Operational Integrity, Governance, Process Management, Strategic Thinking.

Commitment to Diversity and Inclusion

At RBC, we embrace diversity and inclusion as a catalyst for innovation and growth. We are dedicated to building inclusive teams and creating an equitable workplace where all employees can thrive. We actively address issues of inequity and systemic bias to support our diverse talent, clients, and communities.

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