Compliance Monitoring Officer
1 week ago
We are seeking a highly skilled Compliance Monitoring Officer to join our Compliance Team at Bionic Services Ltd. As a key member of our team, you will play a crucial role in ensuring our business remains demonstrably compliant with legal, regulatory, and industry requirements.
Key Responsibilities- Deliver high-quality reviews and assessments to ensure compliance with regulatory frameworks.
- Assess the performance of sales agents or other individuals against established standards and frameworks.
- Provide clear and concise feedback to stakeholders, including individual sales agents.
- Contribute to the development of best practices and provide advice to support key compliance outcomes.
- Flag early indicators or patterns in errors or omissions to relevant teams.
- Excellent interpersonal and communication skills.
- Technical compliance experience is desirable, but a commitment to customer-centricity is essential.
- Experience working in a fast-paced, rapidly changing environment with the ability to adapt quickly.
- Excellent attention to detail with the ability to identify errors quickly.
- A team player with a passion for developing excellent working relationships with colleagues and external contacts.
Bionic Services Ltd is a dynamic and innovative company with a high-energy work environment. We pride ourselves on being a collaborative, creative, and fun team that values employee well-being and career development. As a Compliance Monitoring Officer, you will have the opportunity to advance your career and contribute to our company's continued growth and success.
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AML Compliance and Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...
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AML Compliance and Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...
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AML Compliance and Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Monitoring Officer
4 days ago
London, Greater London, United Kingdom SEI Investments (Europe) Ltd. Full timeJob DescriptionJob Title: Compliance Monitoring OfficerJob Summary:The SEI Investments (Europe) Ltd. is seeking a highly skilled Compliance Monitoring Officer to join its growing team. The successful candidate will be responsible for undertaking and completing compliance monitoring reviews, ensuring the completeness of evidence gathered, and providing...
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Compliance Monitoring Officer
3 days ago
London, Greater London, United Kingdom SEI Investments (Europe) Ltd. Full timeJob DescriptionJob Title: Compliance Monitoring OfficerJob Summary:The SEI Investments (Europe) Ltd. is seeking a highly skilled Compliance Monitoring Officer to join its growing team. The successful candidate will be responsible for undertaking and completing compliance monitoring reviews, ensuring the completeness of evidence gathered, and providing...
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Compliance Monitoring Officer
1 week ago
London, Greater London, United Kingdom SEI Investments Company Full timeJob SummaryThe SEI Investments Company is a leading global provider of asset management and investment technology solutions. Our Compliance department is seeking a Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team.Key ResponsibilitiesUndertake and complete compliance monitoring reviews, including...
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Compliance Monitoring Officer
1 day ago
London, Greater London, United Kingdom Investigo Full timeAbout the RoleInvestigo is seeking an experienced Compliance Monitoring and Testing Officer VP to join our dynamic team in the investment banking division of a prominent UK bank.Key ResponsibilitiesConduct thorough testing and monitoring to identify potential financial crimes, market abuse, manipulation, or other regulatory breaches by clients or...
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Compliance Monitoring Officer
1 day ago
London, Greater London, United Kingdom Investigo Full timeAbout the RoleInvestigo is seeking an experienced Compliance Monitoring and Testing Officer VP to join our dynamic team in the investment banking division of a prominent UK bank.Key ResponsibilitiesConduct thorough testing and monitoring to identify potential financial crimes, market abuse, manipulation, or other regulatory breaches by clients or...
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Compliance Monitoring Officer
2 days ago
London, Greater London, United Kingdom SEI Investments Company Full timeJob SummaryThe SEI Investments Company is a leading global provider of asset management and investment technology solutions. Our Compliance department is seeking a Senior Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team.Key ResponsibilitiesCompliance Monitoring Reviews: Undertake and complete...
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Compliance Monitoring Officer
2 days ago
London, Greater London, United Kingdom SEI Investments Company Full timeJob SummaryThe SEI Investments Company is a leading global provider of asset management and investment technology solutions. Our Compliance department is seeking a Senior Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team.Key ResponsibilitiesCompliance Monitoring Reviews: Undertake and complete...
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Compliance Monitoring Officer
4 days ago
London, Greater London, United Kingdom SEI Investments Company Full timeJob SummaryThe SEI Investments Company is seeking a highly skilled Compliance Monitoring Officer to join its growing team. As a key member of the Compliance department, you will be responsible for undertaking and completing compliance monitoring reviews, providing assurance to the business and senior management, and ensuring the effective implementation of...
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Compliance Monitoring Officer
3 days ago
London, Greater London, United Kingdom SEI Investments Company Full timeJob SummaryThe SEI Investments Company is seeking a highly skilled Compliance Monitoring Officer to join its growing team. As a key member of the Compliance department, you will be responsible for undertaking and completing compliance monitoring reviews, providing assurance to the business and senior management, and ensuring the effective implementation of...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...
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Compliance Officer
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...
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Compliance Officer
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...
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Senior Compliance Monitoring Associate
15 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...
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Senior Compliance Monitoring Associate
12 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...