Trade Surveillance Compliance Officer
16 hours ago
We are seeking a highly skilled Trade Surveillance Compliance Officer to join our Compliance team at Jacobson Garner in London.
Key Responsibilities:
- Conduct daily surveillance of trading activities across different financial markets.
- Investigate alerts generated by the surveillance systems to identify potential breaches of market conduct regulations.
- Liaise with regulators and internal stakeholders to ensure compliance with market abuse regulations.
- Draft clear and concise reports in English, summarizing investigations and findings.
- Provide advice and training to front office staff on regulatory obligations.
- Collaborate with the broader compliance team to enhance surveillance methodologies and systems.
Requirements:
- Fluent in English.
- 1 year+ experience in trade surveillance or a similar compliance role within an investment bank or financial institution.
- Strong knowledge of market abuse regulations (MAR) and other relevant financial regulations.
- Excellent analytical skills and attention to detail.
- Ability to work independently in a fast-paced environment.
About the Role:
This is an exciting opportunity for a Compliance Officer with a strong background in trade surveillance to join our team at Jacobson Garner.
What We Offer:
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
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