Current jobs related to Compliance and Monitoring Officer - Newcastle upon Tyne, Newcastle upon Tyne - The AA


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Novax Recruitment Ltd Full time

    Project Monitoring OfficerNovax Recruitment Ltd is seeking a skilled Project Monitoring Officer to join their team. As a Project Monitoring Officer, you will be responsible for collecting and collating project and programme output, outcome, and expenditure information. You will also administer payments to project delivery organisations and provide advice and...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Novax Recruitment Ltd Full time

    Project Monitoring OfficerNovax Recruitment Ltd is seeking a skilled Project Monitoring Officer to join their team. As a Project Monitoring Officer, you will be responsible for collecting and collating project and programme output, outcome, and expenditure information. You will also administer payments to project delivery organisations and provide advice and...

  • Compliance Officer

    3 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kare Plus Newcastle Full time

    Kare Plus Newcastle is seeking a Compliance Officer to support the compliance of its workforce and protect the company brand and reputation.The successful candidate will be responsible for auditing candidates suitability and potential to work safely within the Kare Plus network, while safeguarding the end user and the Kare Plus brand.Key duties include...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom careers4a - Jobboard Full time

    Job Purpose:As a Project Monitoring Officer, you will be responsible for leading the monitoring and reporting of project performance across a range of externally funded projects. You will ensure effective service delivery by supporting and monitoring grant programmes and funding contracts. Your key responsibilities will include regular collection and...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Service Care Legal Full time

    Job Title: Project Monitoring OfficerJob Summary:We are seeking a highly skilled Project Monitoring Officer to join our team at Service Care Solutions. As a Project Monitoring Officer, you will be responsible for leading the monitoring and reporting of project performance, ensuring effective service delivery, and supporting grant programmes and funding...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Service Care Legal Full time

    Job SummaryService Care Solutions is seeking a skilled Project Monitoring Officer to lead the monitoring and reporting of project performance for a range of externally funded projects. The successful candidate will ensure effective service delivery by supporting and monitoring grant programmes and funding contracts.Key ResponsibilitiesCollect and collate...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Service Care Legal Full time

    Job Purpose: As a Project Monitoring Officer, you will be responsible for leading the monitoring and reporting of project performance for the UK Shared Prosperity Fund. This involves ensuring effective service delivery by supporting and monitoring grant programmes and funding contracts.Key Responsibilities:• Regularly collect and collate project and...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full time

    Compliance Officer OpportunityWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Provide compliance support to various teams within the firm.Implement and maintain anti-money...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full time

    Compliance Officer OpportunityWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Provide compliance support to various teams within the firm.Implement and maintain anti-money...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Service Care Solutions Ltd Full time

    Job Purpose:As a Project Monitoring Officer, you will be responsible for leading the monitoring and reporting of project performance for externally funded projects by the UK Shared Prosperity Fund. You will ensure effective service delivery by supporting and monitoring grant programmes and funding contracts.Key Responsibilities:Collect and collate project...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our team at QED Legal, a leading full-service law firm. As a key member of our risk and compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements.Key Responsibilities:Conduct client due diligence,...

  • Compliance Officer

    1 month ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...

  • Compliance Officer

    1 month ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Customcare Full time

    Job Title: AML Compliance AssistantWe are seeking a highly skilled and detail-oriented AML Compliance Assistant to join our team at Customcare. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our business operations and maintaining a strong compliance culture.Key Responsibilities:Support the compliance...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Customcare Full time

    Job Title: AML Compliance AssistantWe are seeking a highly skilled and detail-oriented AML Compliance Assistant to join our team at Customcare. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our business operations and maintaining a strong compliance culture.Key Responsibilities:Support the compliance...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Novax Recruitment Ltd Full time

    Novax Recruitment Ltd is seeking a skilled Project Monitoring Officer to join their team on a contract basis. The successful candidate will be responsible for collecting and collating project and programme output, outcome, and expenditure information, as well as administering payments to project delivery organisations.Key Responsibilities:Regular collection...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom careers4a - Jobboard Full time

    We are seeking a highly skilled Compliance Officer to join our team at a leading law firm in Newcastle. The ideal candidate will have a strong background in compliance and risk management, with a minimum of 2 years' experience in a regulated legal or professional services environment.The successful candidate will be responsible for:Providing compliance...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Group Full time

    Job OverviewThe Azets Wealth Management Compliance Officer is responsible for ensuring compliance with all relevant laws, regulations, and internal policies within the Wealth Management department. This critical role involves monitoring, assessing, and enhancing the compliance framework, and providing guidance to the Wealth Management team.Key...

  • Compliance Officer

    2 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kare Plus Newcastle Full time

    Job Title: Compliance OfficerJob SummaryKare Plus Newcastle is seeking a Compliance Officer to join our team and support the compliance of our workforce.Key Responsibilities:Ensure that all Kare Plus Newcastle employees are compliant with our company policies and procedures.Audit and verify the suitability of all candidates to work with Kare Plus...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Group Full time

    Job OverviewThe Azets Wealth Management Compliance Officer is responsible for ensuring compliance with all relevant laws, regulations, and internal policies within the Wealth Management department. This critical role involves monitoring, assessing, and enhancing the compliance framework, and providing guidance to the Wealth Management team to achieve the...

Compliance and Monitoring Officer

2 months ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom The AA Full time
Company Overview

Employment Type: Permanent, full-time

Additional Benefits: Annual Bonus

The AA is committed to delivering exceptional service and ensuring compliance with regulatory and legislative standards. As a Senior Compliance Monitoring Officer, you will play a pivotal role in our success, supporting our 2nd line assurance activities.

Job Summary

As a Senior Compliance Monitoring Officer, you will be responsible for scoping and executing assigned compliance reviews in line with The AA's Compliance Monitoring Programme. You will provide assurance on regulatory risk, including Conduct Risk, Customer Outcomes, and Consumer Duty, ensuring that our internal policies and procedures meet regulatory requirements.

Key Responsibilities
  • Scope and execute assigned compliance reviews on time, in line with the AA's Compliance Monitoring Programme, ensuring regulatory risks, including Conduct Risk, Customer Outcomes, and Consumer Duty, are met.
  • Assist in preparing reports capturing relevant Management Information for distribution to governance forums, including the Executive Risk and Compliance Committee.
  • Contribute to the development and maintenance of the Risk-based Compliance Monitoring plan.
  • Support in leading ad-hoc investigative activities and Regulator thematic interactions as required.
  • Collaborate with the Compliance Monitoring Team and wider 2nd line assurance functions to continually improve processes and systems for assurance reviews, focusing on business service levels, productivity, efficiency optimisation, and long-term benefits.
Requirements
  • Strong Compliance experience within the Financial Services industry.
  • Key knowledge of FCA principles and requirements as well as other regulatory requirements.
  • Creative and solution-thinker utilising strong business and commercial awareness.
  • Self-motivated, flexible, and able to prioritise multiple tasks.
Benefits
  • 25 days annual leave plus bank holidays + holiday buying scheme
  • Worksave pension scheme with up to 7% employer contribution
  • Free AA breakdown membership from Day 1 plus 50% discount for family and friends
  • Discounts on AA products including car and home insurance
  • Employee discount scheme that gives you access to a car salary sacrifice scheme plus great discounts on healthcare, shopping, holidays and more
  • Company funded life assurance
  • Diverse learning and development opportunities to support you to progress in your career
  • Dedicated Employee Assistance Programme and a 24/7 remote GP service for you and your family